UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): ~~November~~January 1623, ~~2016~~2017

FANTEX, INC.

(Exact name of registrant as specified in its charter)

Delaware		000-55204		80-0884134
(State or other jurisdiction of incorporation)		(Commission File Number)		(IRS Employer Identification Number)

330 Townsend Street, Suite 234

San Francisco, CA 94107

(Address of principal executive offices, including Zip Code)

Registrant’s telephone number, including area code: (415) 592-5950

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 53.0703 ~~Submission~~Material ofModification ~~Matters~~ to aRights ~~Vote~~ of Security Holders.

OnAs ~~November 16,~~previously ~~2016,~~disclosed ~~Fantex~~in the Current Report on Form 8-K, ~~Inc~~Item 5.07, ~~(the~~ “~~Company”)~~Submission ~~obtained~~of ~~the~~Matters ~~written~~to ~~consent~~a Vote of ~~Fantex~~Security ~~Holdings~~Holders,” filed by Fantex, Inc. (the “~~Majority Stockholder~~Company”) on November 22, 2016, the holder of a majority of the voting power of ~~the~~ Company’s capital stock, ~~approving~~approved amendments to the Company’s ~~Amended and Restated~~ Certificate of Incorporation to first effect a reverse stock split of each of the Company’s ~~Common~~series of convertible tracking stock (“Convertible Tracking Stock”), other than shares of Convertible Tracking Stocks included in the Company’s Fantex Sports Portfolio 1 Units (the “Units”), at an exchange ratio of 1-for-200 ~~shares of outstanding Common Stock~~ (the “Reverse Split”), immediately followed by a forward stock split of ~~the~~such ~~Company’s~~series ~~Common~~of ~~Stock~~Convertible Tracking Stocks, at an exchange ratio of 200-for-1 shares ~~of outstanding Common Stock~~ (the “Forward Split” and together with the Reverse Split, the “Reverse/Forward Split”). The Majority Stockholder voted all 100,939,556.474 shares of Common Stock beneficially owned by it as of November 16, 2016 in favor of the Reverse/Forward Split. Because the action was approved by written consent of stockholders without a meeting, there were no votes cast again or withheld, nor were there any abstentions or broker non-votes in connection with the approval of the Reverse/Forward Split by the Majority Stockholder.

2The Certificate of Amendment to effectuate the Reverse Split (the “Reverse Amendment”) was filed with the Secretary of State of the State of Delaware, and became effective, on January 23, 2017 (the “Reverse Split Effective Time”). The Certificate of Amendment to effectuate the Forward Split (the “Forward Amendment” and together with the Reverse Amendment, the “Amendments”) was filed with the Secretary of State of the State of Delaware, and became effective, on January 24, 2017 (the “Forward Split Effective Time”).

~~SIGNATURES~~At the Reverse Split Effective Time, every 200 shares of each series of Convertible Tracking Stock then-issued and outstanding (other than shares of the Convertible Tracking Stocks included in the Units) were automatically combined into one share of the same series of issued and outstanding Convertible Tracking Stock, without any change in the par value per share or the number of shares authorized.

~~Pursuant~~Fractional toshares were not issued as a result of the ~~requirements~~Reverse Split; instead, holders of pre-Reverse Split shares of the ~~Securities~~Convertible ~~Exchange~~Tracking ~~Act~~Stocks (other than holders of ~~1934~~Units), who otherwise would have been entitled to receive a fractional share as ~~amended,~~a result of the ~~registrant~~Reverse ~~has~~Split ~~duly~~received ~~caused~~a ~~this~~cash ~~report~~payment in lieu of fractional shares to which they would otherwise be ~~signed~~entitled on ~~its~~a ~~behalf~~post-Reverse bySplit ~~the~~share ~~undersigned~~basis ~~hereunto~~for ~~duly~~such ~~authorized~~fractional interests (the “Cash Out”).

Date: November 22, 2016	FANTEX, INC.
	By:	/s/ William Garvey
		William Garvey
		Chief Legal Officer, Secretary

At the Forward Split Effective Time, after giving effect to the Cash Out, every share of each series of Convertible Tracking Stock issued and outstanding (other than shares of Convertible Tracking Stocks included in the Units) were automatically reclassified into 200 shares of the same series of issued and outstanding Convertible Tracking Stock without any change in the par value per share or the number of shares authorized.

The information set forth herein does not purport to be complete and is qualified in its entirety by reference to the full text of the Reverse Amendment, which is filed as Exhibit 3.1 hereto and incorporated herein by reference, and of the Forward Amendment, which is filed as Exhibit 3.2 hereto and incorporated herein by reference.

Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.

The information set forth under “Item 3.03 Material Modification to the Rights of Security Holders” is incorporated herein by reference thereto. Copies of the Amendments are filed as Exhibits 3.1 and 3.2 to this Current Report on Form 8-K and are incorporated by reference herein.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

Exhibit No.		Description

3.1		Certificate of Amendment to the Certificate of Incorporation of Fantex, Inc., filed with the Delaware Secretary of State on January 23, 2017 and effective thereon.

3.2		Certificate of Amendment to the Certificate of Incorporation of Fantex, Inc., filed with the Delaware Secretary of State on January 24, 2017 and effective thereon.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: January 27, 2017	FANTEX, INC.

	By:	/s/ William Garvey
		William Garvey
		Chief Legal Officer, Secretary

EXHIBIT INDEX

Exhibit No.		Description

3.1		Certificate of Amendment to the Certificate of Incorporation of Fantex, Inc., filed with the Delaware Secretary of State on January 23, 2017 and effective thereon.

3.2		Certificate of Amendment to the Certificate of Incorporation of Fantex, Inc., filed with the Delaware Secretary of State on January 24, 2017 and effective thereon.

Filing Compare · Fantex, Inc.