Home/Filings/4/0001104659-17-005811
4//SEC Filing

Affinity Gaming 4

Accession 0001104659-17-005811

CIK 0001499268operating

Filed

Jan 31, 7:00 PM ET

Accepted

Feb 1, 4:27 PM ET

Size

8.3 KB

Accession

0001104659-17-005811

Insider Transaction Report

Form 4
Period: 2017-01-31
RUBINSTEIN MARC H
Sr. VP, General Counsel & Sec.
Transactions
  • Disposition to Issuer

    Common Stock

    2017-01-31$17.35/sh20,471$355,1720 total
  • Award

    Stock Option (right to buy)

    2017-01-31$5.74/sh27,574$158,2750 total
    Exercise: $11.61Exp: 2019-02-25Common Stock (27,574 underlying)
Footnotes (3)
  • [F1]Pursuant to the Agreement and Plan of Merger, dated as of August 22, 2016, among Z Capital Affinity Owner, LLC ("Parent"), Affinity Merger Sub, Inc. and Affinity Gaming (the "Merger Agreement"), at the effective time of the merger of Affinity Merger Sub, Inc. with and into Affinity Gaming (the "Merger") each share of Affinity Gaming common stock converted into the right to receive $17.35 in cash. The Merger is more completely described in the Company's Definitive Proxy Statement filed with the SEC on November 14, 2016.
  • [F2]Includes shares of restricted stock. Pursuant to the Merger Agreement, each restricted stock award outstanding immediately prior to the effective time of the Merger was converted into the right to receive an amount in cash equal to the product of (i) $17.35 and (ii) the number of shares of Affinity Gaming common stock subject to such award.
  • [F3]This option, which provided for the options to vest in equal annual installments on February 15, 2015, February 15, 2016 and February 15, 2017, was cancelled in the Merger in exchange for a cash payment equal to the product of (i) the excess of $17.35 over the exercise price per share of the option and (ii) the total number of shares underlying the option.

Documents

1 file

Issuer

Affinity Gaming

CIK 0001499268

Entity typeoperating
IncorporatedNV

Related Parties

1
  • filerCIK 0001499268

Filing Metadata

Form type
4
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 4:27 PM ET
Size
8.3 KB