4//SEC Filing
Hilltop Holdings Inc. 4
Accession 0001104659-17-010936
$HTHCIK 0001265131operating
Filed
Feb 21, 7:00 PM ET
Accepted
Feb 22, 8:13 PM ET
Size
5.8 KB
Accession
0001104659-17-010936
Insider Transaction Report
Form 4
Martin John A
EVP/CFO of Plains Capital Corp
Transactions
- Sale
Common Stock
2017-02-21$28.35/sh−43,071$1,221,089→ 54,060.058 total
Footnotes (3)
- [F1]The reporting person's sale of common stock reported herein may be deemed to be matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 145.058 shares, with the reporting person's previously reported purchase of 145.058 shares of common stock at a price of $28.156 per share on November 25, 2016. The reporting person has agreed to voluntarily disgorge any profits deemed realized from such transactions to Hilltop Holdings Inc.
- [F2]The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.25 to $28.50, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- [F3]Includes 1,521 shares of common stock held in an individual retirement account for the benefit of the reporting person.
Documents
Issuer
Hilltop Holdings Inc.
CIK 0001265131
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0001265131
Filing Metadata
- Form type
- 4
- Filed
- Feb 21, 7:00 PM ET
- Accepted
- Feb 22, 8:13 PM ET
- Size
- 5.8 KB