BROADWIND ENERGY, INC. 4
4 · BROADWIND ENERGY, INC. · Filed Feb 23, 2017
Insider Transaction Report
Form 4
Reisinger Joseph V.
VP, Business Development
Transactions
- Award
Common Stock
2017-02-21+5,386→ 33,543 total - Tax Payment
Common Stock
2017-02-21$5.43/sh−850$4,616→ 32,693 total - Tax Payment
Common Stock
2017-02-22$5.23/sh−1,594$8,337→ 31,099 total
Holdings
- 3,076
Stock Option (Right to Buy)
Exercise: $3.40Exp: 2022-05-04→ Common Stock (3,076 underlying) - 1,590(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Represents 5,386 restricted stock units that vest 1,795 shares on each of 2/21/18 and 2/21/19 and 1,796 shares on 2/21/20.
- [F2]The reporting person has elected to satisfy his withholding obligation in connection with the vesting of prior restricted stock unit grants by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grants.
- [F3]Includes (i) 1,430 restricted stock units that vest on 2/19/18; (ii) 8,755 restricted stock units that vest 4,377 shares on 2/22/18 and 4,378 shares on 2/22/19; and (iii) 5,386 restricted stock units that vest 1,795 shares on each of 2/21/18 and 2/21/19 and 1,796 shares on 2/21/20.
- [F4]769 shares vested on each of 5/4/13, 5/4/14, 5/4/15 and 5/4/16.