4//SEC Filing
ENVESTNET, INC. 4
Accession 0001104659-17-013628
CIK 0001337619operating
Filed
Mar 1, 7:00 PM ET
Accepted
Mar 2, 8:01 PM ET
Size
13.6 KB
Accession
0001104659-17-013628
Insider Transaction Report
Form 4
FOX JAMES L
Director
Transactions
- Award
Restricted Stock Unit
2017-02-28−1,463→ 1,463 totalExp: 2018-02-28→ Common Stock (1,463 underlying) - Exercise/Conversion
Common Stock
2017-02-28+221→ 3,634 total - Exercise/Conversion
Common Stock
2017-02-28+1,463→ 3,413 total - Award
Restricted Stock Unit
2017-02-28−221→ 442 totalExp: 2019-02-28→ Common Stock (221 underlying)
Holdings
- 5,210
Director Stock Option (Right to Buy)
Exercise: $20.51From: 2017-02-28Exp: 2026-02-28→ Common Stock (5,210 underlying)
Footnotes (7)
- [F1]Original option grant vests monthly over a 4 year period, except that the shares that would otherwise vest over the first 12 months shall not vest until the first anniversary of the grant.as listed in the "Date Exercisable" column.
- [F2]Each restricted stock award is the economic equivalent of one share of Envestnet, Inc. Common Stock.
- [F3]This restricted stock units vest over a 3 year period, one third of the total amount vest on the first anniversary of the date of the grant of restricted stock; and then one-twelfth of the total amount vests on each three-month anniversary.
- [F4]This restricted stock units vest over a 3 year period, 40% of the total amount vests on the date of the grant of restricted stock; and then 30% of the total amount vests on February 28, 2017 and the remaining 30% vests on February 28, 2018.
- [F5]Represents the conversion upon vesting of restricted stock units into common stock. The reporting person was granted 4,876 restricted stock units on February 29, 2016, of which 40% (1,950 shares) subject to the restricted stock units of the grant, vested on February 29, 2016 and 30% (1,463 shares) vested on February 28, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on March 2, 2016.
- [F6]Represents the conversion upon vesting of restricted stock awards into common stock. The reporting person was granted 663 restricted stock units on February 29, 2016 of which one-third of the total amount vests on the first anniversary of the date of the grant of restricted stock; and then one-twelfth of the total amount vests on each three-month anniversary. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on March 2, 2016.
- [F7]Each restricted stock award represents the contingent right to receive one share of common stock upon vesting of the unit.
Documents
Issuer
ENVESTNET, INC.
CIK 0001337619
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001337619
Filing Metadata
- Form type
- 4
- Filed
- Mar 1, 7:00 PM ET
- Accepted
- Mar 2, 8:01 PM ET
- Size
- 13.6 KB