ENVESTNET, INC. 4

4 · ENVESTNET, INC. · Filed Mar 2, 2017

Form 4

Period: 2017-02-28

Director

Transactions

Exercise/Conversion
Common Stock
2017-02-28+242→ 2,016 total
Exercise/Conversion
Restricted Stock Unit
2017-02-28−242→ 486 total
Exp: 2019-02-28→ Common Stock (242 underlying)

Holdings

Director Stock Option (Right to Buy)
Exercise: $12.45From: 2013-02-28Exp: 2022-02-28→ Common Stock (6,495 underlying)
6.495
Director Stock Option (Right to Buy)
Exercise: $15.34From: 2014-02-28Exp: 2023-02-28→ Common Stock (9,069 underlying)
9,069
Director Stock Option (Right to Buy)
Exercise: $55.29From: 2016-02-28Exp: 2025-02-28→ Common Stock (3,219 underlying)
3,219
Director Stock Option (Right to Buy)
Exercise: $12.55From: 2012-02-28Exp: 2021-02-28→ Common Stock (3,132 underlying)
3,132
Director Stock Option (Right to Buy)
Exercise: $41.84From: 2015-02-28Exp: 2024-02-28→ Common Stock (3,983 underlying)
3,983
Director Stock Option (Right to Buy)
Exercise: $20.51From: 2016-02-28Exp: 2026-02-28→ Common Stock (6,310 underlying)
6.31

Footnotes (5)

[F1]Original option grant vests monthly over a 4 year period, except that the shares that would otherwise vest over the first 12 months shall not vest until the first anniversary of the grant.as listed in the "Date Exercisable" column.
[F2]Represents the conversion upon vesting of restricted stock awards into common stock. The reporting person was granted 728 restricted stock units on February 29, 2016 of which one-third of the total amount vests on the first anniversary of the date of the grant of restricted stock; and then one-twelfth of the total amount vests on each three-month anniversary. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on March 2, 2016.
[F3]Each restricted stock unit is the economic equivalent of one share of Envestnet, Inc. Common Stock.
[F4]This restricted stock unit vests over a 3 year period, one third of the total amount vests on the first anniversary of the date of the grant of restricted stock; and then one-twelfth of the total amount vests on each three-month anniversary.
[F5]Each restricted stock unit represents the contingent right to receive one share of common stock upon the vesting of the unit.

Documents

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