4//SEC Filing
CLOUD PEAK ENERGY INC. 4
Accession 0001104659-17-017158
CIK 0001441849operating
Filed
Mar 15, 8:00 PM ET
Accepted
Mar 16, 4:21 PM ET
Size
11.0 KB
Accession
0001104659-17-017158
Insider Transaction Report
Form 4
RIVENES GARY
Chief Operating Officer
Transactions
- Exercise/Conversion
Common Stock
2017-03-14$3.80/sh+11,861$45,072→ 102,474 total - Exercise/Conversion
Performance Units
2017-03-14−23,256→ 0 total→ Common Stock (23,256 underlying) - Tax Payment
Common Stock
2017-03-14$3.80/sh−4,878$18,536→ 90,613 total - Tax Payment
Common Stock
2017-03-14$3.80/sh−4,976$18,909→ 97,498 total
Footnotes (4)
- [F1]Reflects the number of shares of common stock withheld by the issuer in satisfaction of the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.
- [F2]Each performance unit represented a contingent right to receive the value of one share of Cloud Peak Energy Inc. common stock, which award was originally reported on a form 4 filed on 3/18/2014. The performance units vested 3 years from the date of grant (which was 3/14/2014) upon Cloud Peak Energy's achievement of performance goals, which were based upon Cloud Peak Energy's relative and absolute total shareholder return. These achievements resulted in a payout of 51% of the target, which target number was originally reported on the Form 4 filed on 3/18/2014.
- [F3]Reflects the number of shares of common stock withheld by the Issuer in satisfaction of the Reporting Person's tax withholding obligation upon the vesting of performance units.
- [F4]This total does not include restricted stock units granted to the Reporting Person in 2015, 2016 or 2017 as vested restricted stock units may be paid in shares, cash or a combination of shares and cash, in the discretion of the Compensation Committee.
Documents
Issuer
CLOUD PEAK ENERGY INC.
CIK 0001441849
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001441849
Filing Metadata
- Form type
- 4
- Filed
- Mar 15, 8:00 PM ET
- Accepted
- Mar 16, 4:21 PM ET
- Size
- 11.0 KB