Home/Filings/4/0001104659-17-017160
4//SEC Filing

CLOUD PEAK ENERGY INC. 4

Accession 0001104659-17-017160

CIK 0001441849operating

Filed

Mar 15, 8:00 PM ET

Accepted

Mar 16, 4:23 PM ET

Size

11.0 KB

Accession

0001104659-17-017160

Insider Transaction Report

Form 4
Period: 2017-03-14
HILL HEATH A.
VP & Chief Accounting Officer
Transactions
  • Exercise/Conversion

    Performance Units

    2017-03-143,4660 total
    Common Stock (3,466 underlying)
  • Tax Payment

    Common Stock

    2017-03-14$3.80/sh824$3,1316,868 total
  • Exercise/Conversion

    Common Stock

    2017-03-14$3.80/sh+1,768$6,7187,692 total
  • Tax Payment

    Common Stock

    2017-03-14$3.80/sh808$3,0705,924 total
Footnotes (4)
  • [F1]Reflects the number of shares of common stock withheld by the issuer in satisfaction of the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.
  • [F2]Each performance unit represented a contingent right to receive the value of one share of Cloud Peak Energy Inc. common stock, which award was originally reported on a form 4 filed on 3/18/2014. The performance units vested 3 years from the date of grant (which was 3/14/2014) upon Cloud Peak Energy's achievement of performance goals, which were based upon Cloud Peak Energy's relative and absolute total shareholder return. These achievements resulted in a payout of 51% of the target, which target number was originally reported on the Form 4 filed on 3/18/2014.
  • [F3]Reflects the number of shares of common stock withheld by the Issuer in satisfaction of the Reporting Person's tax withholding obligation upon the vesting of performance units.
  • [F4]This total does not include restricted stock units granted to the Reporting Person in 2015, 2016 or 2017 as vested restricted stock units may be paid in shares, cash or a combination of shares and cash, in the discretion of the Compensation Committee.

Documents

1 file

Issuer

CLOUD PEAK ENERGY INC.

CIK 0001441849

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001441849

Filing Metadata

Form type
4
Filed
Mar 15, 8:00 PM ET
Accepted
Mar 16, 4:23 PM ET
Size
11.0 KB