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4//SEC Filing

ENVESTNET, INC. 4

Accession 0001104659-17-020467

CIK 0001337619operating
View on SEC.govCompany Profile

Filed

Mar 29, 8:00 PM ET

Accepted

Mar 30, 8:31 PM ET

Size

13.0 KB

Accession

0001104659-17-020467

Insider Transaction Report

Form 4
Period: 2017-03-28
ENVESTNET, INC.ENV
FOX JAMES L
Director
Transactions
  • Award

    Restricted Stock Units

    2017-03-28$31.70/sh+2,625$83,213→ 2,625 total
    Exp: 2020-03-28→ Common Stock (2,625 underlying)
  • Award

    Director Stock Option (Right to Buy)

    2017-03-28$31.70/sh+2,872$91,042→ 2,872 total
    Exercise: $31.70From: 2018-03-28Exp: 2027-03-28→ Common Stock (2,872 underlying)
Holdings

  • Director Stock Option (Right to Buy)

    Exercise: $20.51From: 2017-02-28Exp: 2026-02-28→ Common Stock (5,210 underlying)
    5,210

  • Common Stock

    3,634

  • Restricted Stock Units

    Exp: 2019-02-28→ Common Stock (442 underlying)
    442

  • Restricted Stock Units

    Exp: 2018-02-28→ Common Stock (1,463 underlying)
    1,463
Footnotes (6)
  • [F1]Original option grant vests monthly over a 4 year period, except that the shares that would otherwise vest over the first 12 months shall not vest until the first anniversary of the grant.as listed in the "Date Exercisable" column.
  • [F2]This option grants vests over a 3-year period, one-third of the total amount vests on the first applicable date of grant and one-twelfth of the total amount vests each three-month anniversary of the date of grant thereafter.
  • [F3]Each restricted stock award is the economic equivalent of one share of Envestnet, Inc. Common Stock.
  • [F4]These restricted stock units vest over a 3 year period, one third of the total amount vest on the first anniversary of the date of the grant of restricted stock; and then one-twelfth of the total amount vests on each three-month anniversary.
  • [F5]These restricted stock units vest over a 3 year period, 40% of the total amount vests on the date of the grant of restricted stock; and then 30% of the total amount vests on February 28, 2017 and the remaining 30% vests on February 28, 2018.
  • [F6]Each restricted stock award represents the contingent right to receive one share of common stock upon vesting of the unit.

Documents

1 file

Issuer

ENVESTNET, INC.

CIK 0001337619

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001337619

Filing Metadata

Form type
4
Filed
Mar 29, 8:00 PM ET
Accepted
Mar 30, 8:31 PM ET
Size
13.0 KB
View on SEC.gov