ENVESTNET, INC. 4

4 · ENVESTNET, INC. · Filed Mar 30, 2017

Form 4

Period: 2017-03-28

Director

Transactions

Award
Restricted Stock Units
2017-03-28$31.70/sh+2,625$83,213→ 2,625 total
Exp: 2020-03-28→ Common Stock (2,625 underlying)
Award
Director Stock Option (Right to Buy)
2017-03-28$31.70/sh+2,872$91,042→ 2,872 total
Exercise: $31.70From: 2018-03-28Exp: 2027-03-28→ Common Stock (2,872 underlying)

Holdings

Director Stock Option (Right to Buy)
Exercise: $20.51From: 2017-02-28Exp: 2026-02-28→ Common Stock (5,210 underlying)
5,210
Common Stock
3,634
Restricted Stock Units
Exp: 2019-02-28→ Common Stock (442 underlying)
442
Restricted Stock Units
Exp: 2018-02-28→ Common Stock (1,463 underlying)
1,463

Footnotes (6)

[F1]Original option grant vests monthly over a 4 year period, except that the shares that would otherwise vest over the first 12 months shall not vest until the first anniversary of the grant.as listed in the "Date Exercisable" column.
[F2]This option grants vests over a 3-year period, one-third of the total amount vests on the first applicable date of grant and one-twelfth of the total amount vests each three-month anniversary of the date of grant thereafter.
[F3]Each restricted stock award is the economic equivalent of one share of Envestnet, Inc. Common Stock.
[F4]These restricted stock units vest over a 3 year period, one third of the total amount vest on the first anniversary of the date of the grant of restricted stock; and then one-twelfth of the total amount vests on each three-month anniversary.
[F5]These restricted stock units vest over a 3 year period, 40% of the total amount vests on the date of the grant of restricted stock; and then 30% of the total amount vests on February 28, 2017 and the remaining 30% vests on February 28, 2018.
[F6]Each restricted stock award represents the contingent right to receive one share of common stock upon vesting of the unit.

Documents

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