Earnings Feed
Start Free
Home/Filings/4/0001104659-17-020469
4//SEC Filing

ENVESTNET, INC. 4

Accession 0001104659-17-020469

CIK 0001337619operating
View on SEC.govCompany Profile

Filed

Mar 29, 8:00 PM ET

Accepted

Mar 30, 8:33 PM ET

Size

22.8 KB

Accession

0001104659-17-020469

Insider Transaction Report

Form 4
Period: 2017-03-28
ENVESTNET, INC.ENV
Roame Charles
Director
Transactions
  • Purchase

    Common Stock

    2017-03-28$31.25/sh+276$8,625→ 276 total
  • Award

    Director Stock Option (Right to Buy)

    2017-03-28$31.70/sh+2,416$76,587→ 2.416 total(indirect: See Footnote)
    Exercise: $31.70From: 2018-03-28Exp: 2027-03-28→ Common Stock (2,416 underlying)
  • Award

    Restricted Stock Units

    2017-03-28$31.70/sh+2,208$69,994→ 2,208 total
    Exp: 2020-03-28→ Common Stock (2,208 underlying)
  • Gift

    Common Stock

    2017-03-28−276→ 8,952 total(indirect: See Footnote)
Holdings

  • Common Stock

    (indirect: By LLC)
    3,146

  • Director Stock Option (Right to Buy)

    (indirect: See Footnote)
    Exercise: $15.34From: 2014-02-28Exp: 2023-02-28→ Common Stock (8,116 underlying)
    8,116

  • Restricted Stock Units

    Exp: 2019-02-28→ Common Stock (428 underlying)
    428

  • Restricted Stock Units

    Exp: 2018-02-28→ Common Stock (1,463 underlying)
    1,463

  • Director Stock Option (Right to Buy)

    (indirect: See Footnote)
    Exercise: $12.45From: 2013-02-28Exp: 2022-02-28→ Common Stock (2,334 underlying)
    2,334

  • Director Stock Option (Right to Buy)

    (indirect: See Footnote)
    Exercise: $41.84From: 2015-02-28Exp: 2024-02-28→ Common Stock (3,506 underlying)
    3,506

  • Director Stock Option (Right to Buy)

    (indirect: See Footnote)
    Exercise: $20.51From: 2017-02-28Exp: 2026-02-28→ Common Stock (5,655 underlying)
    5,655

  • Director Stock Option (Right to Buy)

    (indirect: See Footnote)
    Exercise: $55.29From: 2016-02-28Exp: 2025-02-28→ Common Stock (2,913 underlying)
    2,913
Footnotes (8)
  • [F1]Represents shares held by a trust in which Mr. Roame is the trustee.
  • [F2]Original option grant vests monthly over a 4 year period, except that the shares that would otherwise vest over the first 12 months shall not vest until the first anniversary of the grant.as listed in the "Date Exercisable" column.
  • [F3]This option grants vests over a 3-year period, one-third of the total amount vests on the first applicable date of grant and one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter.
  • [F4]Each restricted stock award is the economic equivalent of one share of Envestnet, Inc. Common Stock.
  • [F5]Each restricted stock award represents the contingent right to receive one share of common stock upon vesting of the unit.
  • [F6]This restricted stock award vests over a 3 year period, one third of the total amount vests on the first anniversary of the date of the grant of restricted stock; and then one-twelfth of the total amount vests on each three-month anniversary.
  • [F7]This restricted stock award vests over a 3 year period, 40% of the total amount vests on the date of the grant of restricted stock; and then 30% of the total amount vests on February 28, 2017 and the remaining 30% vests on February 28, 2018.
  • [F8]Mr. Roame is Managing Partner of Tiburon Strategic Advisors, LLC ("Tiburon"). As Managing Partner of Tiburon, Mr. Roame may be deemed to have voting and investment power over the shares owned by Tiburon. Mr. Roame disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.

Documents

1 file

Issuer

ENVESTNET, INC.

CIK 0001337619

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001337619

Filing Metadata

Form type
4
Filed
Mar 29, 8:00 PM ET
Accepted
Mar 30, 8:33 PM ET
Size
22.8 KB
View on SEC.gov