Home/Filings/4/0001104659-17-020470
4//SEC Filing

ENVESTNET, INC. 4

Accession 0001104659-17-020470

CIK 0001337619operating

Filed

Mar 29, 8:00 PM ET

Accepted

Mar 30, 8:33 PM ET

Size

17.9 KB

Accession

0001104659-17-020470

Insider Transaction Report

Form 4
Period: 2017-03-28
Transactions
  • Award

    Director Stock Option (Right to Buy)

    2017-03-28$31.70/sh+2,566$81,3422,566 total
    Exercise: $31.70From: 2018-03-28Exp: 2027-03-28Common Stock (2,566 underlying)
  • Award

    Restricted Stock Units

    2017-03-28$31.70/sh+2,345$74,3372,345 total
    Exp: 2020-03-28Common Stock (2,345 underlying)
Holdings
  • Common Stock

    2,016
  • Director Stock Option (Right to Buy)

    Exercise: $41.84From: 2015-02-28Exp: 2024-02-28Common Stock (3,983 underlying)
    3,983
  • Director Stock Option (Right to Buy)

    Exercise: $20.51From: 2017-02-28Exp: 2026-02-28Common Stock (6,310 underlying)
    6.31
  • Director Stock Option (Right to Buy)

    Exercise: $12.45From: 2013-02-28Exp: 2022-02-28Common Stock (6,495 underlying)
    6.495
  • Director Stock Option (Right to Buy)

    Exercise: $12.55From: 2012-02-28Exp: 2021-02-28Common Stock (3,132 underlying)
    3,132
  • Director Stock Option (Right to Buy)

    Exercise: $15.34From: 2014-02-28Exp: 2023-02-28Common Stock (9,069 underlying)
    9,069
  • Director Stock Option (Right to Buy)

    Exercise: $55.29From: 2016-02-28Exp: 2025-02-28Common Stock (3,219 underlying)
    3,219
  • Restricted Stock Units

    Exp: 2019-02-28Common Stock (486 underlying)
    486
Footnotes (5)
  • [F1]Original option grant vests monthly over a 4 year period, except that the shares that would otherwise vest over the first 12 months shall not vest until the first anniversary of the grant.as listed in the "Date Exercisable" column.
  • [F2]This option grants vests over a 3-year period, one-third of the total amount vests on the first applicable date of grant and one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter.
  • [F3]Each restricted stock award is the economic equivalent of one share of Envestnet, Inc. Common Stock.
  • [F4]This restricted stock award vests over a 3 year period, one third of the total amount vests on the first anniversary of the date of the grant of restricted stock; and then one-twelfth of the total amount vests on each three-month anniversary.
  • [F5]Each restricted stock award represents the contingent right to receive one share of common stock upon the vesting of the unit.

Documents

1 file

Issuer

ENVESTNET, INC.

CIK 0001337619

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001337619

Filing Metadata

Form type
4
Filed
Mar 29, 8:00 PM ET
Accepted
Mar 30, 8:33 PM ET
Size
17.9 KB