ENVESTNET, INC. 4

4 · ENVESTNET, INC. · Filed Mar 30, 2017

Form 4

Period: 2017-03-28

Director

Transactions

Award
Director Stock Option (Right to Buy)
2017-03-28$31.70/sh+2,566$81,342→ 2,566 total
Exercise: $31.70From: 2018-03-28Exp: 2027-03-28→ Common Stock (2,566 underlying)
Award
Restricted Stock Units
2017-03-28$31.70/sh+2,345$74,337→ 2,345 total
Exp: 2020-03-28→ Common Stock (2,345 underlying)

Holdings

Common Stock
2,016
Director Stock Option (Right to Buy)
Exercise: $41.84From: 2015-02-28Exp: 2024-02-28→ Common Stock (3,983 underlying)
3,983
Director Stock Option (Right to Buy)
Exercise: $20.51From: 2017-02-28Exp: 2026-02-28→ Common Stock (6,310 underlying)
6.31
Director Stock Option (Right to Buy)
Exercise: $12.45From: 2013-02-28Exp: 2022-02-28→ Common Stock (6,495 underlying)
6.495
Director Stock Option (Right to Buy)
Exercise: $12.55From: 2012-02-28Exp: 2021-02-28→ Common Stock (3,132 underlying)
3,132
Director Stock Option (Right to Buy)
Exercise: $15.34From: 2014-02-28Exp: 2023-02-28→ Common Stock (9,069 underlying)
9,069
Director Stock Option (Right to Buy)
Exercise: $55.29From: 2016-02-28Exp: 2025-02-28→ Common Stock (3,219 underlying)
3,219
Restricted Stock Units
Exp: 2019-02-28→ Common Stock (486 underlying)
486

Footnotes (5)

[F1]Original option grant vests monthly over a 4 year period, except that the shares that would otherwise vest over the first 12 months shall not vest until the first anniversary of the grant.as listed in the "Date Exercisable" column.
[F2]This option grants vests over a 3-year period, one-third of the total amount vests on the first applicable date of grant and one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter.
[F3]Each restricted stock award is the economic equivalent of one share of Envestnet, Inc. Common Stock.
[F4]This restricted stock award vests over a 3 year period, one third of the total amount vests on the first anniversary of the date of the grant of restricted stock; and then one-twelfth of the total amount vests on each three-month anniversary.
[F5]Each restricted stock award represents the contingent right to receive one share of common stock upon the vesting of the unit.

Documents

1 file