GREEN EARTH TECHNOLOGIES, INC 4
4 · GREEN EARTH TECHNOLOGIES, INC · Filed Apr 4, 2017
Insider Transaction Report
Form 4
VON ALLMEN DOUGLAS J
10% Owner
Transactions
- Other
Common Stock
2016-12-31$0.01/sh+2,330,382$23,304→ 36,580,761 total(indirect: D&L Management Corporation) - Other
Common Stock
2016-12-31$0.01/sh+51,111$511→ 865,498 total(indirect: By LLC) - Other
Common Stock
2017-03-31$0.01/sh+50,000$500→ 915,498 total(indirect: By LLC) - Other
Common Stock
2017-03-31$0.01/sh+2,617,500$26,175→ 39,198,261 total(indirect: D&L Management Corporation)
Footnotes (4)
- [F1]The reporting person is a controlling shareholder of D&L Management Corporation, the general partner of D&L Partners is D&L Management Corporation, and in such capacity holds voting and dispositive power over the securities held by such entity.
- [F2]These shares were issued to D&L Partners, L.P. as payment in kind for interest amounts due under a (i) 6% secured convertible debenture issued by Issuer on October 2, 2012, in an original principal amount of $1,000,000, with a maturity date of March 31, 2018; (ii) 6% secured convertible debenture issued by Issuer on March 28, 2013, in an original principal amount of $625,000, with a maturity date of March 31, 2018; (iii) 6% secured convertible debenture issued by Issuer on March 11, 2015, in an original principal amount of $50,000, with a maturity date of March 31, 2018; and (iv) 6% secured convertible debenture issued by Issuer on May 14, 2015, in an original principal amount of $70,000, with a maturity date of March 31, 2018.
- [F3]These shares are owned directly by FWD, LLC ("FWD"). The reporting person owns 33.33% of FWD.
- [F4]These shares were issued to FWD, LLC as payment in kind for interest amounts due under a 6% secured convertible debenture issued by Issuer on March 10, 2015, in an original principal amount of $100,000, with a conversion price of $0.06 and a maturity date of March 31, 2018.