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Home/Filings/4/A/0001104659-17-028029
4/A//SEC Filing

OCWEN FINANCIAL CORP 4/A

Accession 0001104659-17-028029

$ONITCIK 0000873860operating
View on SEC.govCompany Profile

Filed

Apr 27, 8:00 PM ET

Accepted

Apr 28, 5:59 PM ET

Size

51.3 KB

Accession

0001104659-17-028029

Insider Transaction Report

Form 4/AAmended
Period: 2017-04-20
OCWEN FINANCIAL CORPOCN
Devaney John
10% Owner
Transactions
  • Sale

    Common Stock

    2017-04-20$4.02/sh−23,300$93,666→ 12,401,115 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2017-04-20$3.57/sh+150,000$535,500→ 12,231,514 total(indirect: See Footnote)
  • Sale

    Common Stock

    2017-04-21$2.65/sh−500,000$1,325,000→ 12,226,330 total(indirect: See Footnote)
  • Sale

    Common Stock

    2017-04-21$2.65/sh−175,000$463,750→ 12,051,330 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2017-04-21$2.47/sh+350,000$864,500→ 12,401,330 total(indirect: See Footnote)
  • Sale

    Common Stock

    2017-04-21$2.37/sh−50,000$118,500→ 12,513,055 total(indirect: See Footnote)
  • Exercise of In-Money

    Common Stock

    2017-04-21$3.00/sh+929,600$2,788,800→ 13,183,755 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2017-04-20$3.22/sh+171,016$550,672→ 12,402,530 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2017-04-20$2.59/sh+2,669,193$6,913,210→ 12,726,330 total(indirect: See Footnote)
  • Sale

    Common Stock

    2017-04-20$4.12/sh−11,900$49,028→ 12,402,476 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2017-04-20$4.06/sh+50,000$203,000→ 12,424,415 total(indirect: See Footnote)
  • Sale

    Common Stock

    2017-04-20$4.00/sh−106,694$426,776→ 12,294,421 total(indirect: See Footnote)
  • Sale

    Common Stock

    2017-04-20$3.66/sh−212,907$779,240→ 12,081,514 total(indirect: See Footnote)
  • Sale

    Common Stock

    2017-04-20$2.47/sh−2,345,393$5,793,121→ 10,057,137 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2017-04-21$2.54/sh+368,000$934,720→ 12,769,330 total(indirect: See Footnote)
  • Exercise of In-Money

    Common Stock

    2017-04-21$3.50/sh+1,188,000$4,158,000→ 12,101,055 total(indirect: See Footnote)
  • Sale

    Common Stock

    2017-04-24$2.26/sh−810,000$1,830,600→ 12,373,755 total(indirect: See Footnote)
  • Sale

    Common Stock

    2017-04-20$4.12/sh−28,061$115,611→ 12,374,415 total(indirect: See Footnote)
  • Sale

    Common Stock

    2017-04-21$2.61/sh−340,000$887,400→ 12,429,330 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2017-04-21$2.69/sh+378,505$1,018,178→ 12,397,835 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2017-04-21$2.59/sh+165,220$427,920→ 12,563,055 total(indirect: See Footnote)
  • Sale

    Common Stock

    2017-04-21$2.39/sh−125,518$299,988→ 12,387,537 total(indirect: See Footnote)
  • Exercise of In-Money

    Common Stock

    2017-04-21$3.50/sh+153,100$535,850→ 12,254,155 total(indirect: See Footnote)
  • Sale

    Common Stock

    2017-04-21$2.61/sh−410,000$1,070,100→ 12,019,330 total(indirect: See Footnote)
  • Sale

    Common Stock

    2017-04-21$2.41/sh−900,000$2,169,000→ 11,487,537 total(indirect: See Footnote)
  • Sale

    Common Stock

    2017-04-21$2.41/sh−574,482$1,384,502→ 10,913,055 total(indirect: See Footnote)
Footnotes (6)
  • [F1]The price reported for this transaction is the weighted average price of multiple acquisition trades at prices ranging from $2.22 to $4.06 and disposition trades at prices ranging from $2.20 to 4.13. Mr. Devaney hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F2]The reported securities are owned indirectly by D. John Devaney ("Devaney"). Devaney controls United Real Estate Ventures, Inc. ("UREVI"), the entity that purchased or sold the shares of the issuer's common stock in the reported transactions. Prior to the transactions reported on this Form 4, Devaney directly, through personal accounts and retirement accounts, and indirectly, through United Aviation Holdings, Inc. ("UAHI"), United Capital Markets, Inc. ("UCMI"), United Capital Markets Holdings, Inc. ("UCMHI"), and UREVI, all entities controlled by Devaney, beneficially owned 12,414,376 shares of the issuer's common stock.
  • [F3]The reported securities are owned indirectly by Devaney. Devaney controls UCMI, the entity that purchased or sold the shares of the issuer's common stock in the reported transactions. Prior to the transactions reported on this Form 4, Devaney directly, through personal accounts and retirement accounts, and indirectly, through UAHI, UCMI, UCMHI, and UREVI, all entities controlled by Devaney, beneficially owned 12,414,376 shares of the issuer's common stock.
  • [F4]The reported securities are owned directly by Devaney, who purchased or sold the shares of the issuer's common stock in the reported transactions. Prior to the transactions reported on this Form 4, Devaney directly, through personal accounts and retirement accounts, and indirectly, through UAHI, UCMI, UCMHI, and UREVI, all entities controlled by Devaney, beneficially owned 12,414,376 shares of the issuer's common stock.
  • [F5]Transaction occurred at a time when Mr. Devaney's beneficial ownership was under 10% of the outstanding class of common stock.
  • [F6]This amendment to the Form 4 filed by John Devaney on April 26, 2017 and dated April 25, 2017, is being filed to check the exit box to indicate that as of the last reported transaction, Mr. Devaney no longer beneficially owned more than 10% of the common stock of Ocwen Financial Corporation and to correct the date of the last reported transaction.

Documents

1 file

Issuer

OCWEN FINANCIAL CORP

CIK 0000873860

→
Entity typeoperating
IncorporatedFL

Related Parties

1
  • filerCIK 0000873860

Filing Metadata

Form type
4/A
Filed
Apr 27, 8:00 PM ET
Accepted
Apr 28, 5:59 PM ET
Size
51.3 KB
View on SEC.gov