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4//SEC Filing

HEADWATERS INC 4

Accession 0001104659-17-030833

CIK 0001003344operating
View on SEC.govCompany Profile

Filed

May 7, 8:00 PM ET

Accepted

May 8, 9:49 PM ET

Size

24.2 KB

Accession

0001104659-17-030833

Insider Transaction Report

Form 4
Period: 2017-05-08
HEADWATERS INCHW
Gehrmann William
Pres. Headwaters Resources
Transactions
  • Disposition to Issuer

    STOCK APPRECIATION RIGHTS

    2017-05-08−32,813→ 0 total
    Exercise: $9.84From: 2009-09-30Exp: 2018-09-30→ Common Stock (32,813 underlying)
  • Disposition to Issuer

    STOCK APPRECIATION RIGHTS

    2017-05-08−40,000→ 0 total
    Exercise: $4.60From: 2010-09-30Exp: 2019-09-30→ Common Stock (40,000 underlying)
  • Disposition to Issuer

    STOCK APPRECIATION RIGHTS

    2017-05-08−32,927→ 0 total
    Exercise: $3.81From: 2011-09-30Exp: 2020-09-30→ Common Stock (32,927 underlying)
  • Disposition to Issuer

    COMMON STOCK

    2017-05-08−77,131→ 0 total
  • Disposition to Issuer

    STOCK APPRECIATION RIGHTS

    2017-05-08−21,049→ 0 total
    Exercise: $6.79From: 2013-09-30Exp: 2022-09-30→ Common Stock (21,049 underlying)
  • Disposition to Issuer

    STOCK APPRECIATION RIGHTS

    2017-05-08−10,291→ 0 total
    Exercise: $9.19From: 2014-09-30Exp: 2023-09-30→ Common Stock (10,291 underlying)
  • Disposition to Issuer

    STOCK APPRECIATION RIGHTS

    2017-05-08−11,807→ 0 total
    Exercise: $17.83From: 2016-09-30Exp: 2015-09-30→ Common Stock (11,807 underlying)
  • Disposition to Issuer

    STOCK APPRECIATION RIGHTS

    2017-05-08−32,813→ 0 total
    Exercise: $13.57From: 2008-09-30Exp: 2017-09-30→ Common Stock (32,813 underlying)
  • Disposition to Issuer

    STOCK APPRECIATION RIGHTS

    2017-05-08−105,904→ 0 total
    Exercise: $1.85From: 2012-09-30Exp: 2021-09-30→ Common Stock (105,904 underlying)
  • Disposition to Issuer

    STOCK APPRECIATION RIGHTS

    2017-05-08−7,917→ 0 total
    Exercise: $13.03From: 2015-09-30Exp: 2024-09-30→ Common Stock (7,917 underlying)
Footnotes (2)
  • [F1]Disposed of pursuant to the merger agreement between issuer and Boral Limited in exchange for the per-share right to receive $24.25 in cash, without interest.
  • [F2]These stock appreciation rights were canceled in the merger in exchange for a cash payment of $5,341,683.33, without interest, representing the difference between the exercise price of the stock appreciation rights and the base price per share of the issuer's common stock subject to such stock appreciation rights.

Documents

1 file

Issuer

HEADWATERS INC

CIK 0001003344

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001003344

Filing Metadata

Form type
4
Filed
May 7, 8:00 PM ET
Accepted
May 8, 9:49 PM ET
Size
24.2 KB
View on SEC.gov