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Home/Filings/4/0001104659-17-030834
4//SEC Filing

HEADWATERS INC 4

Accession 0001104659-17-030834

CIK 0001003344operating
View on SEC.govCompany Profile

Filed

May 7, 8:00 PM ET

Accepted

May 8, 9:49 PM ET

Size

22.1 KB

Accession

0001104659-17-030834

Insider Transaction Report

Form 4
Period: 2017-05-08
HEADWATERS INCHW
HATFIELD HARLAN M
General Counsel
Transactions
  • Disposition to Issuer

    COMMON STOCK

    2017-05-08−111,455→ 0 total
  • Disposition to Issuer

    STOCK APPRECIATION RIGHTS

    2017-05-08−14,804→ 0 total
    Exercise: $13.03From: 2015-09-30Exp: 2024-09-30→ Common Stock (14,804 underlying)
  • Disposition to Issuer

    STOCK APPRECIATION RIGHTS

    2017-05-08−23,216→ 0 total
    Exercise: $9.84From: 2009-09-30Exp: 2018-09-30→ Common Stock (23,216 underlying)
  • Disposition to Issuer

    STOCK APPRECIATION RIGHTS

    2017-05-08−22,073→ 0 total
    Exercise: $3.81From: 2011-09-30Exp: 2020-09-30→ Common Stock (22,073 underlying)
  • Disposition to Issuer

    STOCK APPRECIATION RIGHTS

    2017-05-08−70,649→ 0 total
    Exercise: $1.85From: 2012-09-30Exp: 2021-09-30→ Common Stock (70,649 underlying)
  • Disposition to Issuer

    STOCK APPRECIATION RIGHTS

    2017-05-08−10,422→ 0 total
    Exercise: $17.83From: 2016-09-30Exp: 2025-09-30→ Common Stock (10,422 underlying)
  • Disposition to Issuer

    STOCK APPRECIATION RIGHTS

    2017-05-08−20,990→ 0 total
    Exercise: $9.19From: 2014-09-30Exp: 2023-09-30→ Common Stock (20,990 underlying)
  • Disposition to Issuer

    STOCK APPRECIATION RIGHTS

    2017-05-08−14,042→ 0 total
    Exercise: $6.79From: 2013-09-30Exp: 2022-09-30→ Common Stock (14,042 underlying)
  • Disposition to Issuer

    STOCK APPRECIATION RIGHTS

    2017-05-08−23,216→ 0 total
    Exercise: $4.60From: 2010-09-30Exp: 2019-09-30→ Common Stock (23,216 underlying)
Footnotes (2)
  • [F1]Disposed of pursuant to the merger agreement between issuer and Boral Limited in exchange for the per-share right to receive $24.25 in cash, without interest.
  • [F2]These stock appreciation rights were canceled in the merger in exchange for a cash payment of $3,618,739.52, without interest, representing the difference between the exercise price of the stock appreciation rights and the base price per share of the issuer's common stock subject to such stock appreciation rights.

Documents

1 file

Issuer

HEADWATERS INC

CIK 0001003344

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001003344

Filing Metadata

Form type
4
Filed
May 7, 8:00 PM ET
Accepted
May 8, 9:49 PM ET
Size
22.1 KB
View on SEC.gov