HEADWATERS INC 4
4 · HEADWATERS INC · Filed May 8, 2017
Insider Transaction Report
Form 4
HATFIELD HARLAN M
General Counsel
Transactions
- Disposition to Issuer
COMMON STOCK
2017-05-08−111,455→ 0 total - Disposition to Issuer
STOCK APPRECIATION RIGHTS
2017-05-08−14,804→ 0 totalExercise: $13.03From: 2015-09-30Exp: 2024-09-30→ Common Stock (14,804 underlying) - Disposition to Issuer
STOCK APPRECIATION RIGHTS
2017-05-08−23,216→ 0 totalExercise: $9.84From: 2009-09-30Exp: 2018-09-30→ Common Stock (23,216 underlying) - Disposition to Issuer
STOCK APPRECIATION RIGHTS
2017-05-08−22,073→ 0 totalExercise: $3.81From: 2011-09-30Exp: 2020-09-30→ Common Stock (22,073 underlying) - Disposition to Issuer
STOCK APPRECIATION RIGHTS
2017-05-08−70,649→ 0 totalExercise: $1.85From: 2012-09-30Exp: 2021-09-30→ Common Stock (70,649 underlying) - Disposition to Issuer
STOCK APPRECIATION RIGHTS
2017-05-08−10,422→ 0 totalExercise: $17.83From: 2016-09-30Exp: 2025-09-30→ Common Stock (10,422 underlying) - Disposition to Issuer
STOCK APPRECIATION RIGHTS
2017-05-08−20,990→ 0 totalExercise: $9.19From: 2014-09-30Exp: 2023-09-30→ Common Stock (20,990 underlying) - Disposition to Issuer
STOCK APPRECIATION RIGHTS
2017-05-08−14,042→ 0 totalExercise: $6.79From: 2013-09-30Exp: 2022-09-30→ Common Stock (14,042 underlying) - Disposition to Issuer
STOCK APPRECIATION RIGHTS
2017-05-08−23,216→ 0 totalExercise: $4.60From: 2010-09-30Exp: 2019-09-30→ Common Stock (23,216 underlying)
Footnotes (2)
- [F1]Disposed of pursuant to the merger agreement between issuer and Boral Limited in exchange for the per-share right to receive $24.25 in cash, without interest.
- [F2]These stock appreciation rights were canceled in the merger in exchange for a cash payment of $3,618,739.52, without interest, representing the difference between the exercise price of the stock appreciation rights and the base price per share of the issuer's common stock subject to such stock appreciation rights.