HEADWATERS INC 4
4 · HEADWATERS INC · Filed May 8, 2017
Insider Transaction Report
Form 4
HERICKHOFF JAMES A
Director
Transactions
- Disposition to Issuer
Non-Qualified Stock Options
2017-05-08−12,000→ 0 totalExercise: $13.57From: 2008-12-31Exp: 2017-11-01→ Common Stock (12,000 underlying) - Disposition to Issuer
COMMON STOCK
2017-05-08−78,592→ 0 total
Footnotes (2)
- [F1]Disposed of pursuant to the merger agreement between issuer and Boral Limited in exchange for the per-share right to receive $24.25 in cash, without interest.
- [F2]Each stock option, whether vested or unvested, that was outstanding immediately prior to the effective time of the merger was canceled in exchange for a cash payment of $128,160.00, without interest, representing the difference between the exercise price of the option and $24.25.