4//SEC Filing
HEADWATERS INC 4
Accession 0001104659-17-030843
CIK 0001003344operating
Filed
May 7, 8:00 PM ET
Accepted
May 8, 9:52 PM ET
Size
15.7 KB
Accession
0001104659-17-030843
Insider Transaction Report
Form 4
Lents Murphy
President Stone Group
Transactions
- Disposition to Issuer
STOCK APPRECIATION RIGHTS
2017-05-08−97,264→ 0 totalExercise: $1.85From: 2012-09-30Exp: 2021-09-30→ Common Stock (97,264 underlying) - Disposition to Issuer
STOCK APPRECIATION RIGHTS
2017-05-08−25,000→ 0 totalExercise: $4.60From: 2010-09-30Exp: 2019-09-30→ Common Stock (25,000 underlying) - Disposition to Issuer
STOCK APPRECIATION RIGHTS
2017-05-08−4,870→ 0 totalExercise: $17.83From: 2016-09-30Exp: 2025-09-30→ Common Stock (4,870 underlying) - Disposition to Issuer
COMMON STOCK
2017-05-08−88,595→ 0 total - Disposition to Issuer
STOCK APPRECIATION RIGHTS
2017-05-08−7,021→ 0 totalExercise: $13.03From: 2015-09-30Exp: 2024-09-30→ Common Stock (7,021 underlying) - Disposition to Issuer
STOCK APPRECIATION RIGHTS
2017-05-08−30,537→ 0 totalExercise: $3.81From: 2011-09-30Exp: 2020-09-30→ Common Stock (30,537 underlying)
Footnotes (2)
- [F1]Disposed of pursuant to the merger agreement between issuer and Boral Limited in exchange for the per-share right to receive $24.25 in cash, without interest.
- [F2]These stock appreciation rights were canceled in the merger in exchange for a cash payment of $3,404,180.90, without interest, representing the difference between the exercise price of the stock appreciation rights and the base price per share of the issuer's common stock subject to such stock appreciation rights.
Documents
Issuer
HEADWATERS INC
CIK 0001003344
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001003344
Filing Metadata
- Form type
- 4
- Filed
- May 7, 8:00 PM ET
- Accepted
- May 8, 9:52 PM ET
- Size
- 15.7 KB