ENVESTNET, INC. 4
4 · ENVESTNET, INC. · Filed May 31, 2017
Insider Transaction Report
Form 4
CHAPIN ROSS K
Director
Transactions
- Exercise/Conversion
Common Stock
2017-05-29+64→ 37,758 total - Exercise/Conversion
Restricted Stock Units
2017-05-29−64→ 449 totalExp: 2019-02-28→ Common Stock (64 underlying)
Holdings
- 2,658
Director Stock Option (Right to Buy)
Exercise: $12.55From: 2012-02-28Exp: 2021-02-28→ Common Stock (2,658 underlying) - 5,277
Director Stock Option (Right to Buy)
Exercise: $12.45From: 2013-02-28Exp: 2022-02-28→ Common Stock (5,277 underlying) - 3,585
Director Stock Option (Right to Buy)
Exercise: $41.84From: 2015-02-28Exp: 2024-02-28→ Common Stock (3,585 underlying) - 7,954
Director Stock Option (Right to Buy)
Exercise: $15.34From: 2014-02-28Exp: 2023-02-28→ Common Stock (7,954 underlying) - 2,913
Director Stock Option (Right to Buy)
Exercise: $55.29From: 2016-02-28Exp: 2025-02-28→ Common Stock (2,913 underlying) - 5,789
Director Stock Option (Right to Buy)
Exercise: $20.51From: 2017-02-28Exp: 2026-02-28→ Common Stock (5,789 underlying) - 2,951
Director Stock Option (Right to Buy)
Exercise: $31.70From: 2018-03-28Exp: 2027-03-28→ Common Stock (2,951 underlying) - 2,967
Restricted Stock Units
Exp: 2020-03-28→ Common Stock (2,697 underlying)
Footnotes (6)
- [F1]Original option grant vests monthly over a 4 year period, except that the shares that would otherwise vest over the first 12 months shall not vest until the first anniversary of the grant as listed in the "Date Exercisable" column.
- [F2]Each restricted stock unit is the economic equivalent of one share of Envestnet, Inc. Common Stock.
- [F3]These restricted stock units vest over a 3 year period, one third of the total amount vest on the first anniversary of the date of the grant of restricted stock; and then one-twelfth of the total amount vests on each three-month anniversary.
- [F4]Each restricted stock award represents the contingent right to receive one share of common stock upon vesting of the unit.
- [F5]Represents the issuance of Envestnet, Inc. common stock upon the vesting of restricted stock units effective May 29, 2017. The reporting person was granted 769 stock units on February 29, 2016 of which one-third of the total amount vested on February 28, 2017 (the first anniversary of the date of grant) and then one-twelfth of the total amount vests on each three-month anniversary. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on March 2, 2016.
- [F6]This option grant vests over a 3-year period, one third of the total amount vests on the first applicable date of grant and one-twelfth of the total amount vests each three-month anniversary of the date of grant thereafter.