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4//SEC Filing

ENVESTNET, INC. 4

Accession 0001104659-17-036652

CIK 0001337619operating
View on SEC.govCompany Profile

Filed

May 30, 8:00 PM ET

Accepted

May 31, 6:45 PM ET

Size

18.4 KB

Accession

0001104659-17-036652

Insider Transaction Report

Form 4
Period: 2017-05-29
ENVESTNET, INC.ENV
CHAPIN ROSS K
Director
Transactions
  • Exercise/Conversion

    Common Stock

    2017-05-29+64→ 37,758 total
  • Exercise/Conversion

    Restricted Stock Units

    2017-05-29−64→ 449 total
    Exp: 2019-02-28→ Common Stock (64 underlying)
Holdings

  • Director Stock Option (Right to Buy)

    Exercise: $12.55From: 2012-02-28Exp: 2021-02-28→ Common Stock (2,658 underlying)
    2,658

  • Director Stock Option (Right to Buy)

    Exercise: $12.45From: 2013-02-28Exp: 2022-02-28→ Common Stock (5,277 underlying)
    5,277

  • Director Stock Option (Right to Buy)

    Exercise: $41.84From: 2015-02-28Exp: 2024-02-28→ Common Stock (3,585 underlying)
    3,585

  • Director Stock Option (Right to Buy)

    Exercise: $15.34From: 2014-02-28Exp: 2023-02-28→ Common Stock (7,954 underlying)
    7,954

  • Director Stock Option (Right to Buy)

    Exercise: $55.29From: 2016-02-28Exp: 2025-02-28→ Common Stock (2,913 underlying)
    2,913

  • Director Stock Option (Right to Buy)

    Exercise: $20.51From: 2017-02-28Exp: 2026-02-28→ Common Stock (5,789 underlying)
    5,789

  • Director Stock Option (Right to Buy)

    Exercise: $31.70From: 2018-03-28Exp: 2027-03-28→ Common Stock (2,951 underlying)
    2,951

  • Restricted Stock Units

    Exp: 2020-03-28→ Common Stock (2,697 underlying)
    2,967
Footnotes (6)
  • [F1]Original option grant vests monthly over a 4 year period, except that the shares that would otherwise vest over the first 12 months shall not vest until the first anniversary of the grant as listed in the "Date Exercisable" column.
  • [F2]Each restricted stock unit is the economic equivalent of one share of Envestnet, Inc. Common Stock.
  • [F3]These restricted stock units vest over a 3 year period, one third of the total amount vest on the first anniversary of the date of the grant of restricted stock; and then one-twelfth of the total amount vests on each three-month anniversary.
  • [F4]Each restricted stock award represents the contingent right to receive one share of common stock upon vesting of the unit.
  • [F5]Represents the issuance of Envestnet, Inc. common stock upon the vesting of restricted stock units effective May 29, 2017. The reporting person was granted 769 stock units on February 29, 2016 of which one-third of the total amount vested on February 28, 2017 (the first anniversary of the date of grant) and then one-twelfth of the total amount vests on each three-month anniversary. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on March 2, 2016.
  • [F6]This option grant vests over a 3-year period, one third of the total amount vests on the first applicable date of grant and one-twelfth of the total amount vests each three-month anniversary of the date of grant thereafter.

Documents

1 file

Issuer

ENVESTNET, INC.

CIK 0001337619

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001337619

Filing Metadata

Form type
4
Filed
May 30, 8:00 PM ET
Accepted
May 31, 6:45 PM ET
Size
18.4 KB
View on SEC.gov