4//SEC Filing
ENVESTNET, INC. 4
Accession 0001104659-17-036653
CIK 0001337619operating
Filed
May 30, 8:00 PM ET
Accepted
May 31, 6:45 PM ET
Size
13.6 KB
Accession
0001104659-17-036653
Insider Transaction Report
Form 4
FOX JAMES L
Director
Transactions
- Exercise/Conversion
Restricted Stock Units
2017-05-29−55→ 387 totalExp: 2019-02-28→ Common Stock (55 underlying) - Exercise/Conversion
Common Stock
2017-05-29+55→ 3,689 total
Holdings
- 2,625
Restricted Stock Units
Exp: 2020-03-28→ Common Stock (2,625 underlying) - 2,872
Director Stock Option (Right to Buy)
Exercise: $31.70From: 2018-03-28Exp: 2027-03-28→ Common Stock (2,872 underlying) - 1,463
Restricted Stock Units
Exp: 2018-02-28→ Common Stock (1,463 underlying) - 5,210
Director Stock Option (Right to Buy)
Exercise: $20.51From: 2017-02-28Exp: 2026-02-28→ Common Stock (5,210 underlying)
Footnotes (7)
- [F1]Original option grant vests monthly over a 4 year period, except that the shares that would otherwise vest over the first 12 months shall not vest until the first anniversary of the grant as listed in the "Date Exercisable" column.
- [F2]Each restricted stock award is the economic equivalent of one share of Envestnet, Inc. Common Stock.
- [F3]These restricted stock units vest over a 3 year period, one third of the total amount vest on the first anniversary of the date of the grant of restricted stock; and then one-twelfth of the total amount vests on each three-month anniversary.
- [F4]These restricted stock units vest over a 3 year period, 40% of the total amount vests on the date of the grant of restricted stock; and then 30% of the total amount vests on February 28, 2017 and the remaining 30% vests on February 28, 2018.
- [F5]Each restricted stock award represents the contingent right to receive one share of common stock upon vesting of the unit.
- [F6]Represents the issuance of Envestnet, Inc. common stock upon the vesting of restricted stock units effective May 29, 2017. The reporting person was granted 663 stock units on February 29, 2016 of which one-third of the total amount vested on February 28, 2017 (the first anniversary of the date of grant) and then one-twelfth of the total amount vests on each three-month anniversary. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on March 2, 2016.
- [F7]This option grant vests over a 3-year period, one-third of the total amount vests on the first applicable date of grant and one-twelfth of the total amount vests each three-month anniversary of the date of grant thereafter.
Documents
Issuer
ENVESTNET, INC.
CIK 0001337619
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001337619
Filing Metadata
- Form type
- 4
- Filed
- May 30, 8:00 PM ET
- Accepted
- May 31, 6:45 PM ET
- Size
- 13.6 KB