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4//SEC Filing

ENVESTNET, INC. 4

Accession 0001104659-17-036654

CIK 0001337619operating
View on SEC.govCompany Profile

Filed

May 30, 8:00 PM ET

Accepted

May 31, 6:45 PM ET

Size

18.4 KB

Accession

0001104659-17-036654

Insider Transaction Report

Form 4
Period: 2017-05-29
ENVESTNET, INC.ENV
Johnson James
Director
Transactions
  • Exercise/Conversion

    Common Stock

    2017-05-29+60→ 2,076 total
  • Exercise/Conversion

    Restricted Stock Units

    2017-05-29−60→ 426 total
    Exp: 2019-02-28→ Common Stock (60 underlying)
Holdings

  • Director Stock Option (Right to Buy)

    Exercise: $12.55From: 2012-02-28Exp: 2021-02-28→ Common Stock (3,132 underlying)
    3,132

  • Restricted Stock Units

    Exp: 2020-03-28→ Common Stock (2,345 underlying)
    2,345

  • Director Stock Option (Right to Buy)

    Exercise: $12.45From: 2013-02-28Exp: 2022-02-28→ Common Stock (6,495 underlying)
    6,495

  • Director Stock Option (Right to Buy)

    Exercise: $20.51From: 2017-02-28Exp: 2026-02-28→ Common Stock (6,310 underlying)
    6,310

  • Director Stock Option (Right to Buy)

    Exercise: $15.34From: 2014-02-28Exp: 2023-02-28→ Common Stock (9,069 underlying)
    9,069

  • Director Stock Option (Right to Buy)

    Exercise: $55.29From: 2016-02-28Exp: 2025-02-28→ Common Stock (3,219 underlying)
    3,219

  • Director Stock Option (Right to Buy)

    Exercise: $41.84From: 2015-02-28Exp: 2024-02-28→ Common Stock (3,983 underlying)
    3,983

  • Director Stock Option (Right to Buy)

    Exercise: $31.70From: 2018-03-28Exp: 2027-03-28→ Common Stock (2,566 underlying)
    2,566
Footnotes (6)
  • [F1]Original option grant vests monthly over a 4 year period, except that the shares that would otherwise vest over the first 12 months shall not vest until the first anniversary of the grant as listed in the "Date Exercisable" column.
  • [F2]Each restricted stock award is the economic equivalent of one share of Envestnet, Inc. Common Stock.
  • [F3]This restricted stock award vests over a 3 year period, one third of the total amount vests on the first anniversary of the date of the grant of restricted stock; and then one-twelfth of the total amount vests on each three-month anniversary.
  • [F4]Each restricted stock award represents the contingent right to receive one share of common stock upon the vesting of the unit.
  • [F5]Represents the issuance of Envestnet, Inc. common stock upon the vesting of restricted stock units effective May 29, 2017. The reporting person was granted 728 stock units on February 29, 2016 of which one-third of the total amount vested on February 28, 2017 (the first anniversary of the date of grant) and then one-twelfth of the total amount vests on each three-month anniversary. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on March 2, 2016.
  • [F6]This option grant vests over a 3-year period, one-third of the total amount vests on the first applicable date of grant and one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter.

Documents

1 file

Issuer

ENVESTNET, INC.

CIK 0001337619

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001337619

Filing Metadata

Form type
4
Filed
May 30, 8:00 PM ET
Accepted
May 31, 6:45 PM ET
Size
18.4 KB
View on SEC.gov