JANUS CAPITAL GROUP INC 4
4 · JANUS CAPITAL GROUP INC · Filed Jun 1, 2017
Insider Transaction Report
Form 4
McPeek Jennifer J
SVP, Chief Financial Officer
Transactions
- Disposition to Issuer
Common Stock
2017-05-30−157,111→ 0 total - Disposition to Issuer
Common Stock
2017-05-30−754.265→ 0 total(indirect: Held by ESOP)
Footnotes (2)
- [F1]On May 30, 2017, pursuant to that certain Agreement and Plan of Merger, dated as of October 3, 2016 (the "Merger Agreement"), by and among Henderson Group plc ("Henderson"), a company incorporated in Jersey, Horizon Orbit Corp., a Delaware corporation and direct wholly-owned subsidiary of Henderson ("Merger Sub"), and Janus Capital Group Inc., a Delaware corporation ("JCG"), JCG and Henderson (which has been renamed as Janus Henderson Group plc ("Janus Henderson")) completed the merger-of-equals whereby the Merger Sub merged with and into JCG, with JCG surviving the merger as a direct wholly-owned subsidiary of Janus Henderson (the "Merger").
- [F2]Pursuant to the Merger Agreement, each share of JCG common stock, par value $0.01 per share ("Common Stock"), issued and outstanding immediately prior to the completion of the Merger was automatically converted into the right to receive 0.47190 of a fully paid up Janus Henderson ordinary share, par value Pound 0.125 per share ("Ordinary Shares"), together with cash in lieu of any fractional Ordinary Share.