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4//SEC Filing

JANUS CAPITAL GROUP INC 4

Accession 0001104659-17-036965

CIK 0001065865operating

Filed

May 31, 8:00 PM ET

Accepted

Jun 1, 5:12 PM ET

Size

7.4 KB

Accession

0001104659-17-036965

Insider Transaction Report

Form 4
Period: 2017-05-30
McPeek Jennifer J
SVP, Chief Financial Officer
Transactions
  • Disposition to Issuer

    Common Stock

    2017-05-30157,1110 total
  • Disposition to Issuer

    Common Stock

    2017-05-30754.2650 total(indirect: Held by ESOP)
Footnotes (2)
  • [F1]On May 30, 2017, pursuant to that certain Agreement and Plan of Merger, dated as of October 3, 2016 (the "Merger Agreement"), by and among Henderson Group plc ("Henderson"), a company incorporated in Jersey, Horizon Orbit Corp., a Delaware corporation and direct wholly-owned subsidiary of Henderson ("Merger Sub"), and Janus Capital Group Inc., a Delaware corporation ("JCG"), JCG and Henderson (which has been renamed as Janus Henderson Group plc ("Janus Henderson")) completed the merger-of-equals whereby the Merger Sub merged with and into JCG, with JCG surviving the merger as a direct wholly-owned subsidiary of Janus Henderson (the "Merger").
  • [F2]Pursuant to the Merger Agreement, each share of JCG common stock, par value $0.01 per share ("Common Stock"), issued and outstanding immediately prior to the completion of the Merger was automatically converted into the right to receive 0.47190 of a fully paid up Janus Henderson ordinary share, par value Pound 0.125 per share ("Ordinary Shares"), together with cash in lieu of any fractional Ordinary Share.

Documents

1 file

Issuer

JANUS CAPITAL GROUP INC

CIK 0001065865

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001065865

Filing Metadata

Form type
4
Filed
May 31, 8:00 PM ET
Accepted
Jun 1, 5:12 PM ET
Size
7.4 KB