CENTRUE FINANCIAL CORP 4
4 · CENTRUE FINANCIAL CORP · Filed Jun 12, 2017
Insider Transaction Report
Form 4
Ferber Derek
Director
Transactions
- Disposition to Issuer
Common Stock
2017-06-09−636,911→ 0 total(indirect: By LLC) - Disposition to Issuer
Restricted Stock Units
2017-06-09−598.086→ 0 totalExercise: $0.00Exp: 2017-06-09→ Common Stock (598.086 underlying)
Footnotes (3)
- [F1]Derek J. Ferber, as an affiliate of FJ Capital Management LLC ("FJCM") may be deemed to beneficially own the shares of Centrue Financial Corporation (the "Company") common stock held by FJCM, as investment manager for Financial Opportunity Fund LLC, which holds shares of 125,000 of the Company and Bridge Equities III, LLC, which holds 511,911 shares of the Company. The Reporting Person disclaims beneficial ownership of the shares of the Company's common stock held by FJCM.
- [F2]Disposed of pursuant to the Agreement and Plan of Merger, dated January 26, 2017, by and among Midland States Bancorp, Inc., Sentinel Acquisition, LLC, and the Company, and will be converted to the right to receive the per share value as set forth in the merger agreement.
- [F3]Each Restricted Stock Unit was vested in connection with the Agreement and Plan of Merger, dated January 26, 2017, by and among Midland States Bancorp, Inc., Sentinel Acquisition, LLC, and the Company, and will be converted to the right to receive the Per Share Value as set forth in the merger agreement.