Blue Apron Holdings, Inc. 4
4 · Blue Apron Holdings, Inc. · Filed Jul 7, 2017
Insider Transaction Report
Form 4
FOX KENNETH A
Director
Transactions
- Conversion
Series A Preferred Stock
2017-07-05−1,801→ 0 total(indirect: See footnote)→ Class B Common Stock (90,050 underlying) - Conversion
Series D Preferred Stock
2017-07-05−375,181→ 0 total(indirect: See footnote)→ Class B Common Stock (375,181 underlying) - Conversion
Class B Common Stock
2017-07-05+9,937,081→ 9,937,081 total(indirect: See footnote)→ Class A Common Stock (9,937,081 underlying) - Conversion
Series C Preferred Stock
2017-07-05−1,894,370→ 0 total(indirect: See footnote)→ Class B Common Stock (9,471,850 underlying)
Footnotes (5)
- [F1]The Class B Common Stock is convertible into the issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.
- [F2]These shares are owned directly by SG Growth Partners II, LP. SGGP II, LLC, the general partner of SG Growth Partners II LP, has sole voting and dispositive power over such shares, and voting decisions with respect to such shares are made by Kenneth A. Fox and Daniel C. Marriott as the investment committee of SGGP II, LLC. Mr. Fox disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
- [F3]The Series A Preferred Stock converted into Class B Common Stock on a 50-for-one basis automatically upon the closing of the isuer's initial public offering of its Class A Common Stock without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the issuer's initial public offering of its Class A Common Stock. The shares had no expiration date.
- [F4]The Series C Preferred Stock converted into Class B Common Stock on a five-for-one basis automatically upon the closing of the isuer's initial public offering of its Class A Common Stock without payment of consideration. The Series C Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the issuer's initial public offering of its Class A Common Stock. The shares had no expiration date.
- [F5]The Series D Preferred Stock converted into Class B Common Stock on a one-for-one basis automatically upon the closing of the isuer's initial public offering of its Class A Common Stock without payment of consideration. The Series C Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the issuer's initial public offering of its Class A Common Stock. The shares had no expiration date.