REILAND DAVID P 4
4 · BROADWIND ENERGY, INC. · Filed Aug 9, 2017
Insider Transaction Report
Form 4
REILAND DAVID P
Director
Transactions
- Purchase
Common Stock
2017-08-07$3.75/sh+1,000$3,750→ 47,975 total - Purchase
Common Stock
2017-08-08$3.60/sh+200$720→ 49,567 total - Purchase
Common Stock
2017-08-08$3.61/sh+1,392$5,025→ 49,367 total - Purchase
Common Stock
2017-08-09$3.55/sh+1,000$3,550→ 50,567 total - Purchase
Common Stock
2017-08-09$3.51/sh+1,000$3,510→ 51,567 total
Holdings
- 8,403
Phantom Stock
→ Common Stock (8,403 underlying) - 2,500
Stock Option (Right to Buy)
Exercise: $102.50Exp: 2018-04-16→ Common Stock (2,500 underlying)
Footnotes (4)
- [F1]Includes 3,727 restricted stock units that vest on 4/27/18.
- [F2]100% vested.
- [F3]Each share of phantom stock is the economic equivalent of one share of Broadwind Energy, Inc. common stock.
- [F4]Phantom stock credited to participant's account in 2009, 2011 and 2016 pursuant to and under the conditions of the Broadwind Energy, Inc. Deferred Compensation Plan. The value of the participant's account shall be paid to the participant in a single lump-sum payment, in cash, on the earliest of the participant's separation from service, death or change-in-control.