Foresight Energy LP·4

Aug 17, 10:58 AM ET

Murray Robert Eugene 4

4 · Foresight Energy LP · Filed Aug 17, 2017

Insider Transaction Report

Form 4
Period: 2017-08-15
Transactions
  • Tax Payment

    Common Units

    2017-08-15$4.58/sh43,806$200,6319,809,018 total(indirect: See Footnote)
  • Exercise/Conversion

    Warrants

    2017-08-1517,5560 total(indirect: See Footnote)
    Exercise: $0.89Common Units (224,716 underlying)
  • Exercise/Conversion

    Common Units

    2017-08-15$0.89/sh+224,716$200,6269,852,824 total(indirect: See Footnote)
Footnotes (4)
  • [F1]Reflects common units withheld by the Issuer to fund the cashless exercise of 17,556 warrants.
  • [F2]The common units are directly held by Murray South America, Inc. ("MSA"). Murray Energy Corporation ("MEC") owns 100% of the capital stock of MSA. Murray Energy Holdings Co. ("Holdings") owns 100% of the capital stock of MEC. Robert E. Murray Trust (the "Trust") holds 100% of the Class A Voting Common Shares of Holdings. Robert E. Murray is the settlor and trustee of the Trust. Robert E. Murray disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for the purposes of Section 16 or for any other purpose.
  • [F3]The warrants were exercisable at any time during the period commencing on the date the Exchangeable PIK Notes are fully redeemed or purchased pursuant to the Murray Purchase (in each case in accordance with the terms of the Exchangeable PIK Notes Indenture), and ending at 5:00 p.m. New York City time, on the date immediately preceding the tenth anniversary of such date.
  • [F4]The warrants were directly held by MSA. Robert E. Murray disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for the purposes of Section 16 or for any other purpose.

Documents

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