4//SEC Filing
THOMAS J MIKESELL 4
Accession 0001104659-17-052648
CIK 0001295401other
Filed
Aug 17, 8:00 PM ET
Accepted
Aug 18, 4:05 PM ET
Size
15.5 KB
Accession
0001104659-17-052648
Insider Transaction Report
Form 4
Bancorp, Inc.TBBK
Castle Creek Capital Partners VI, LP
DirectorOther
Transactions
- Purchase
Common Stock
2017-08-17$7.50/sh+93,700$702,647→ 3,026,598 total(indirect: See Footnote)
Holdings
- 15,000(indirect: See Footnote)
Common Stock
MERLO MARK G
DirectorOther
Transactions
- Purchase
Common Stock
2017-08-17$7.50/sh+93,700$702,647→ 3,026,598 total(indirect: See Footnote)
Holdings
- 15,000(indirect: See Footnote)
Common Stock
Pietrzak John
DirectorOther
Transactions
- Purchase
Common Stock
2017-08-17$7.50/sh+93,700$702,647→ 3,026,598 total(indirect: See Footnote)
Holdings
- 15,000(indirect: See Footnote)
Common Stock
EGGEMEYER JOHN M III
DirectorOther
Transactions
- Purchase
Common Stock
2017-08-17$7.50/sh+93,700$702,647→ 3,026,598 total(indirect: See Footnote)
Holdings
- 15,000(indirect: See Footnote)
Common Stock
THOMAS J MIKESELL
DirectorOther
Transactions
- Purchase
Common Stock
2017-08-17$7.50/sh+93,700$702,647→ 3,026,598 total(indirect: See Footnote)
Holdings
- 15,000(indirect: See Footnote)
Common Stock
Castle Creek Capital VI LLC
DirectorOther
Transactions
- Purchase
Common Stock
2017-08-17$7.50/sh+93,700$702,647→ 3,026,598 total(indirect: See Footnote)
Holdings
- 15,000(indirect: See Footnote)
Common Stock
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $7.4700 to $7.5000, inclusive. The reporting persons undertake to provide to The Bancorp, Inc., any security holder of The Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in footnote (1) to this Form 4.
- [F2]These securities are directly held by Castle Creek Capital Partners VI, LP ("Fund VI"). Mr. Eggemeyer, Mr. Thomas, Mr. Merlo, and Mr. Pietrzak are managing principals of Castle Creek Capital VI LLC, the sole general partner of Fund VI. Castle Creek Capital VI LLC, Mr. Eggemeyer, Mr. Thomas, Mr. Merlo, and Mr. Pietrzak each disclaim beneficial ownership of these shares of Common Stock, except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that Castle Creek Capital Partners VI LLC, Mr. Eggemeyer, Mr. Thomas, Mr. Merlo, or Mr. Pietrzak is the beneficial owner of such shares of Common Stock for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F3]These restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc., were previously issued to Castle Creek Advisors IV LLC, on behalf of John M. Eggemeyer in his capacity as a member of the Board of Directors of The Bancorp, Inc., and vest in three equal annual installments beginning on February 3, 2018.
Documents
Issuer
Bancorp, Inc.
CIK 0001295401
Entity typeother
Related Parties
1- filerCIK 0001242722
Filing Metadata
- Form type
- 4
- Filed
- Aug 17, 8:00 PM ET
- Accepted
- Aug 18, 4:05 PM ET
- Size
- 15.5 KB