4//SEC Filing
Smith Gregory A 4
Accession 0001104659-17-054965
CIK 0001337619other
Filed
Aug 30, 8:00 PM ET
Accepted
Aug 31, 5:06 PM ET
Size
13.7 KB
Accession
0001104659-17-054965
Insider Transaction Report
Form 4
Smith Gregory A
Director
Transactions
- Exercise/Conversion
Common Stock
2017-08-29+55→ 5,744 total - Exercise/Conversion
Restricted Stock Units
2017-08-29−55→ 332 totalExp: 2019-02-28→ Common Stock (55 underlying)
Holdings
- 5,210
Director Stock Option (Right to Buy)
Exercise: $20.51From: 2017-02-28Exp: 2026-02-28→ Common Stock (5,210 underlying) - 2,828
Director Stock Option (Right to Buy)
Exercise: $31.70From: 2018-03-28Exp: 2027-03-28→ Common Stock (2,828 underlying) - 1,463
Restricted Stock Units
Exp: 2018-02-28→ Common Stock (1,463 underlying) - 2,585
Restricted Stock Units
Exp: 2020-03-28→ Common Stock (2,585 underlying)
Footnotes (7)
- [F1]This option grant vests over a 4 year period; one-fourth of the total amount vests on the first anniversary of the date of grant and 1/36 of the total amount vests on each one-month anniversary of the date of grant thereafter.
- [F2]Each restricted stock award is the economic equivalent of one share of Envestnet, Inc. Common Stock.
- [F3]These restricted stock units vest over a 3-year period; one-third of the total amount vests on the first anniversary of the date of the grant of restricted stock units and then one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter.
- [F4]These restricted stock unit vests over a 2- year period; 40% of the total amount vests on the date of the grant; and then 30% of the total amount vests on each anniversary of the date of the grant thereafter.
- [F5]Each restricted stock award represents the contingent right to receive one share of common stock upon vesting of the unit.
- [F6]Represents the issuance of Envestnet, Inc. common stock upon the vesting of restricted stock units effective August 29, 2017. Restricted stock units convert into common stock on a one-for-one basis. The reporting person was granted 663 stock units on February 29, 2016 of which one-third of the total amount vested on February 28, 2017 (the first anniversary of the date of grant) and then one-twelfth of the total amount vests on each three-month anniversary. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on March 2, 2016.
- [F7]This option grant vests over a 3 year period; one-third of the total amount vests on the first anniversary of the date of grant and one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter.
Documents
Issuer
ENVESTNET, INC.
CIK 0001337619
Entity typeother
Related Parties
1- filerCIK 0001366763
Filing Metadata
- Form type
- 4
- Filed
- Aug 30, 8:00 PM ET
- Accepted
- Aug 31, 5:06 PM ET
- Size
- 13.7 KB