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4//SEC Filing

Johnson James 4

Accession 0001104659-17-054972

CIK 0001337619other
View on SEC.govCompany Profile

Filed

Aug 30, 8:00 PM ET

Accepted

Aug 31, 5:14 PM ET

Size

18.5 KB

Accession

0001104659-17-054972

Insider Transaction Report

Form 4
Period: 2017-08-29
ENVESTNET, INC.ENV
Johnson James
Director
Transactions
  • Exercise/Conversion

    Common Stock

    2017-08-29+60→ 2,136 total
  • Exercise/Conversion

    Restricted Stock Units

    2017-08-29−60→ 366 total
    Exp: 2019-02-28→ Common Stock (60 underlying)
Holdings

  • Director Stock Option (Right to Buy)

    Exercise: $15.34From: 2014-02-28Exp: 2023-02-28→ Common Stock (9,069 underlying)
    9,069

  • Director Stock Option (Right to Buy)

    Exercise: $31.70From: 2018-03-28Exp: 2027-03-28→ Common Stock (2,566 underlying)
    2,566

  • Director Stock Option (Right to Buy)

    Exercise: $20.51From: 2017-02-28Exp: 2026-02-28→ Common Stock (6,310 underlying)
    6,310

  • Director Stock Option (Right to Buy)

    Exercise: $12.55From: 2012-02-28Exp: 2021-02-28→ Common Stock (3,132 underlying)
    3,132

  • Director Stock Option (Right to Buy)

    Exercise: $41.84From: 2015-02-28Exp: 2024-02-28→ Common Stock (3,983 underlying)
    3,983

  • Restricted Stock Units

    Exp: 2020-03-28→ Common Stock (2,345 underlying)
    2,345

  • Director Stock Option (Right to Buy)

    Exercise: $12.45From: 2013-02-28Exp: 2022-02-28→ Common Stock (6,495 underlying)
    6,495

  • Director Stock Option (Right to Buy)

    Exercise: $55.29From: 2016-03-02Exp: 2025-03-02→ Common Stock (3,219 underlying)
    3,219
Footnotes (6)
  • [F1]This option grant vests over a 4 year period; one-fourth of the total amount vests on the first anniversary of the date of grant and 1/36 of the total amount vests on each one-month anniversary of the date of grant thereafter..
  • [F2]Each restricted stock award is the economic equivalent of one share of Envestnet, Inc. Common Stock.
  • [F3]These restricted stock units vest over a 3-year period; one- third of the total amount vests on the first anniversary of the date of the grant of restricted stock units and then one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter.
  • [F4]Each restricted stock award represents the contingent right to receive one share of common stock upon the vesting of the unit.
  • [F5]Represents the issuance of Envestnet, Inc. common stock upon the vesting of restricted stock units effective August 29, 2017. Restricted stock units convert into common stock on a one-for-one basis. The reporting person was granted 728 stock units on February 29, 2016 of which one-third of the total amount vested on February 28, 2017 (the first anniversary of the date of grant) and then one-twelfth of the total amount vests on each three-month anniversary. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on March 2, 2016.
  • [F6]This option grant vests over a 3 year period; one-third of the total amount vests on the first anniversary of the date of grant and one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter.

Documents

1 file

Issuer

ENVESTNET, INC.

CIK 0001337619

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Entity typeother

Related Parties

1
  • filerCIK 0001497552

Filing Metadata

Form type
4
Filed
Aug 30, 8:00 PM ET
Accepted
Aug 31, 5:14 PM ET
Size
18.5 KB
View on SEC.gov