4//SEC Filing
CHAPIN ROSS K 4
Accession 0001104659-17-054975
CIK 0001337619other
Filed
Aug 30, 8:00 PM ET
Accepted
Aug 31, 5:16 PM ET
Size
18.8 KB
Accession
0001104659-17-054975
Insider Transaction Report
Form 4
CHAPIN ROSS K
Director
Transactions
- Exercise/Conversion
Common Stock
2017-08-29+64→ 37,822 total - Exercise/Conversion
Restricted Stock Units
2017-08-29−64→ 385 totalExp: 2019-02-28→ Common Stock (64 underlying)
Holdings
- 5,277
Director Stock Option (Right to Buy)
Exercise: $12.45From: 2013-02-28Exp: 2022-02-28→ Common Stock (5,277 underlying) - 2,913
Director Stock Option (Right to Buy)
Exercise: $55.29From: 2016-03-02Exp: 2025-03-02→ Common Stock (2,913 underlying) - 2,951
Director Stock Option (Right to Buy)
Exercise: $31.70From: 2018-03-28Exp: 2027-03-28→ Common Stock (2,951 underlying) - 2,048
Director Stock Option (Right to Buy)
Exercise: $12.55From: 2012-02-28Exp: 2021-02-28→ Common Stock (2,048 underlying) - 7,954
Director Stock Option (Right to Buy)
Exercise: $15.34From: 2014-02-28Exp: 2023-02-28→ Common Stock (7,954 underlying) - 2,967
Restricted Stock Units
Exp: 2020-03-28→ Common Stock (2,697 underlying) - 3,585
Director Stock Option (Right to Buy)
Exercise: $41.84From: 2015-02-28Exp: 2024-02-28→ Common Stock (3,585 underlying) - 5,789
Director Stock Option (Right to Buy)
Exercise: $20.51From: 2017-02-28Exp: 2026-02-28→ Common Stock (5,789 underlying)
Footnotes (7)
- [F1]This option grant vests over a 4 year period; one-fourth of the total amount vests on the first anniversary of the date of grant and 1/36 of the total amount vests on each one-month anniversary of the date of grant.
- [F2]Each restricted stock unit is the economic equivalent of one share of Envestnet, Inc. Common Stock.
- [F3]These restricted stock units vest over a 3-year period; one-third of the total amount vests on the first anniversary of the date of the grant of restricted stock units and then one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter.
- [F4]Each restricted stock award represents the contingent right to receive one share of common stock upon vesting of the unit.
- [F5]Represents the issuance of Envestnet, Inc. common stock upon the vesting of restricted stock units effective August 29, 2017 (the "August Vested Restricted Stock Units"). Restricted stock units convert into common stock on a one-for-one basis. The reporting person was granted 769 restricted stock units on February 29, 2016 of which one-twelfth of the total amount vested on August 29, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on March 2, 2016.
- [F6]This option grant vests over a 3 year period; one-third of the total amount vests on the first anniversary of the date of grant and one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter.
- [F7]This figure has been corrected to reflect a transfer of 610 option units made on June 14, 2013 to the reporting person's ex-wife pursuant to their divorce settlement, as reported on a Form 4 filed with the Securities and Exchange Commission on June 18, 2013.
Documents
Issuer
ENVESTNET, INC.
CIK 0001337619
Entity typeother
Related Parties
1- filerCIK 0001186593
Filing Metadata
- Form type
- 4
- Filed
- Aug 30, 8:00 PM ET
- Accepted
- Aug 31, 5:16 PM ET
- Size
- 18.8 KB