Home/Filings/4/0001104659-17-058081
4//SEC Filing

Alfieri Mark T. 4

Accession 0001104659-17-058081

CIK 0001384710other

Filed

Sep 19, 8:00 PM ET

Accepted

Sep 20, 4:19 PM ET

Size

23.0 KB

Accession

0001104659-17-058081

Insider Transaction Report

Form 4
Period: 2017-09-19
Alfieri Mark T.
President & COO
Transactions
  • Disposition to Issuer

    Restricted Stock Units

    2017-09-19$12.00/sh281,821$3,381,8520 total
    Exercise: $0.00Common Stock (281,821 underlying)
  • Disposition to Issuer

    Common Stock

    2017-09-19$12.00/sh238,671$2,864,0520 total
  • Disposition to Issuer

    Performance Restricted Stock Units

    2017-09-19$12.00/sh147,422$1,769,0640 total
    Exercise: $0.00Common Stock (147,422 underlying)
  • Disposition to Issuer

    Performance Restricted Stock Units

    2017-09-19$12.00/sh119,043$1,428,5160 total
    Exercise: $0.00Common Stock (119,043 underlying)
Footnotes (5)
  • [F1]Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated July 4, 2017, by and among Monogram Residential Trust, Inc., a Maryland corporation (the "Issuer"), GS Monarch Parent, LLC, a Delaware limited liability company ("Parent"), and GS Monarch Acquisition, LLC, a Delaware limited liability company and a wholly-owned subsidiary of Parent ("Acquisition Sub"), the Issuer merged with and into Acquisition Sub on September 19, 2017, with Acquisition Sub surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each share of common stock, par value of $0.0001 per share ("Common Stock"), outstanding, automatically and without any required action on the part of the Reporting Person, was converted into the right to receive $12.00 in cash, without interest.
  • [F2]Reported shares include 185,859 vested and deferred RSUs that vested prior to the effective time of the Merger and that were converted into the right to receive $12.00 in cash, without interest, at the effective time of the Merger.
  • [F3]Pursuant to the Merger Agreement, the Issuer merged with and into Acquisition Sub on September 19, 2017, with Acquisition Sub surviving as a wholly-owned subsidiary of Parent. At the effective time of the Merger, each time-based restricted stock unit award outstanding, automatically and without any required action on the part of the Reporting Person, became fully vested, all restrictions thereon lapsed and all such time-based restricted stock unit awards were converted into the right to receive a cash payment in an amount equal to $12.00, without interest, for each share of Common Stock subject to time-based restricted stock unit awards without regard to vesting, less any required withholding taxes.
  • [F4]Pursuant to the Merger Agreement, the Issuer merged with and into Acquisition Sub on September 19, 2017, with Acquisition Sub surviving as a wholly-owned subsidiary of Parent. At the effective time of the Merger, each performance restricted stock unit award outstanding, automatically and without any required action on the part of the Reporting Person, became vested in full at the maximum performance level initially established for such award, which was based on the Issuer's annualized total stockholder return on an absolute basis from March 3, 2017 through August 20, 2017, and each such performance restricted stock unit award and related agreement was cancelled and converted into the right to receive a cash payment in an amount equal to $12.00, without interest, for each share of Common Stock subject to such performance stock unit award, less any required withholding taxes.
  • [F5]Pursuant to the Merger Agreement, the Issuer merged with and into Acquisition Sub on September 19, 2017, with Acquisition Sub surviving as a wholly-owned subsidiary of Parent. At the effective time of the Merger, each performance restricted stock unit award outstanding, automatically and without any required action on the part of the Reporting Person, became vested in full at the maximum performance level initially established for such award, which was based on the Issuer's annualized total stockholder return relative to a selected peer group from March 3, 2017 through August 20, 2017, and each such performance restricted stock unit award and related agreement was cancelled and converted into the right to receive a cash payment in an amount equal to $12.00, without interest, for each share of Common Stock subject to such performance stock unit award, less any required withholding taxes.

Issuer

Monogram Residential Trust, Inc.

CIK 0001384710

Entity typeother

Related Parties

1
  • filerCIK 0001438316

Filing Metadata

Form type
4
Filed
Sep 19, 8:00 PM ET
Accepted
Sep 20, 4:19 PM ET
Size
23.0 KB