|3Oct 4, 4:46 PM ET

Ipsen, S.A. 3

3 · RHYTHM PHARMACEUTICALS, INC. · Filed Oct 4, 2017

Insider Transaction Report

Form 3
Period: 2017-10-04
Ipsen, S.A.
10% Owner
Holdings
  • Common Stock

    (indirect: The owner of record of the securities is Sutrepa SAS. Sutrepa SAS is controlled by Ipsen SA)
    599,330
  • Series A-1 Junior Convertible Preferred Stock

    (indirect: The owner of record of the securities is Sutrepa SAS. Sutrepa SAS is controlled by Ipsen SA)
    Common stock (45,831 underlying)
  • Series A Convertible Preferred Stock

    (indirect: The owner of record of the securities is Sutrepa SAS. Sutrepa SAS is controlled by Ipsen SA)
    Common Stock (167,938 underlying)
Footnotes (2)
  • [F1]At any time at the holder's election or upon the closing of the Issuer's initial public offering (the "IPO"), each share of the Issuer's series A-1 junior convertible preferred stock (the "Series A-1 Junior Preferred") is convertible into shares of the Issuer's common stock on a 9.17-for-one basis without payment or consideration. The Series A-1 Junior Preferred has no expiration date.
  • [F2]At any time at the holder's election or upon the closing of the Issuer's initial public offering (the "IPO"), each share of the Issuer's series A convertible preferred stock (the "Series A Preferred") is convertible into shares of the Issuer's common stock on a 9.17-for-one basis without payment or consideration. The Series A Preferred has no expiration date.

Documents

1 file
  • 3
    a3.xmlPrimary

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