3//SEC Filing
Diamond HTH Stock Co GP, LLC 3
Accession 0001104659-17-061336
CIK 0001265131other
Filed
Oct 5, 8:00 PM ET
Accepted
Oct 6, 4:16 PM ET
Size
10.4 KB
Accession
0001104659-17-061336
Insider Transaction Report
Form 3
Turtle Creek Revocable Trust
10% Owner
Holdings
- 22,563
Common Stock
- 15,544,674(indirect: By Diamond A Financial, LP)
Common Stock
Diamond HTH Stock Company, LP
10% Owner
Holdings
- 22,563
Common Stock
- 15,544,674(indirect: By Diamond A Financial, LP)
Common Stock
Diamond HTH Stock Co GP, LLC
10% Owner
Holdings
- 22,563
Common Stock
- 15,544,674(indirect: By Diamond A Financial, LP)
Common Stock
Footnotes (5)
- [F1]Represents securities of Hilltop Holdings Inc. (the "Issuer") owned directly by the Turtle Creek Revocable Trust, a revocable trust of Gerald J. Ford established for the benefit of the members of his family (the "Trust").
- [F2]This Form 3 is being jointly filed in connection with an internal reorganization of Diamond A Financial, LP ("Diamond A") by and on behalf of (i) Diamond HTH Stock Company, LP ("Diamond HTH LP"), (ii) Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and (iii) the Trust.
- [F3]Diamond HTH LP is the substitute general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. The Trust is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC.
- [F4]The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.
- [F5]The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
Documents
Issuer
Hilltop Holdings Inc.
CIK 0001265131
Entity typeother
IncorporatedTX
Related Parties
1- filerCIK 0001718156
Filing Metadata
- Form type
- 3
- Filed
- Oct 5, 8:00 PM ET
- Accepted
- Oct 6, 4:16 PM ET
- Size
- 10.4 KB