3//SEC Filing
TKWD Ventures LLC 3
Accession 0001104659-17-062780
CIK 0001494650other
Filed
Oct 17, 8:00 PM ET
Accepted
Oct 18, 5:11 PM ET
Size
11.7 KB
Accession
0001104659-17-062780
Insider Transaction Report
Form 3
OptiNose, Inc.OPTN
WFD Ventures LLC
10% Owner
Holdings
- (indirect: By LLC)
Warrant (Right to Buy)
Exercise: $8.16Exp: 2020-11-01→ Common Stock (1,488,366 underlying) - (indirect: By LLC)
Series C-2 Convertible Preferred Stock
→ Common Stock (267,254 underlying) - (indirect: By LLC)
Series C Convertible Preferred Stock
→ Common Stock (118,865 underlying) - (indirect: By LLC)
Series C-1 Convertible Preferred Stock
→ Common Stock (549,971 underlying) - (indirect: By LLC)
Series B-2 Convertible Preferred Stock
→ Common Stock (2,077,049 underlying)
TKWD Ventures LLC
10% Owner
Holdings
- (indirect: By LLC)
Series B-2 Convertible Preferred Stock
→ Common Stock (2,077,049 underlying) - (indirect: By LLC)
Series C-2 Convertible Preferred Stock
→ Common Stock (267,254 underlying) - (indirect: By LLC)
Series C-1 Convertible Preferred Stock
→ Common Stock (549,971 underlying) - (indirect: By LLC)
Series C Convertible Preferred Stock
→ Common Stock (118,865 underlying) - (indirect: By LLC)
Warrant (Right to Buy)
Exercise: $8.16Exp: 2020-11-01→ Common Stock (1,488,366 underlying)
Footnotes (4)
- [F1]On October 10, 2017, the Issuer effected a 2.8879-for-1 stock split of its issued and outstanding shares of common stock. All series of Convertible Preferred Stock will automatically convert into OptiNose, Inc. common stock on a 1-to-2.8879 basis upon the closing of the initial public offering into the number of shares of common stock shown in column 3 above and have no expiration date.
- [F2]The reportable securities are owned directly by TKWD Ventures LLC. WFD Ventures LLC is the general partner of TKWD Ventures LLC and may be deemed to have sole voting and investment power over the shares owned by TKWD Ventures LLC.
- [F3]All warrants are currently exercisable.
- [F4]Exercise price and number of warrant shares have been adjusted to reflect the Issuer's 2.8879-for-1 stock split of its issued and outstanding shares of common stock effected on October 10, 2017.
Documents
Issuer
OptiNose, Inc.
CIK 0001494650
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001719928
Filing Metadata
- Form type
- 3
- Filed
- Oct 17, 8:00 PM ET
- Accepted
- Oct 18, 5:11 PM ET
- Size
- 11.7 KB