4//SEC Filing
Pickering Larry G 4
Accession 0001104659-17-062950
CIK 0001494650other
Filed
Oct 18, 8:00 PM ET
Accepted
Oct 19, 4:03 PM ET
Size
11.5 KB
Accession
0001104659-17-062950
Insider Transaction Report
Form 4
OptiNose, Inc.OPTN
Pickering Larry G
Director
Transactions
- Conversion
Common Stock
2017-10-17+327,757→ 327,757 total - Conversion
Series C Convertible Preferred Stock
2017-10-17−82,713→ 0 total→ Common Stock (238,866 underlying) - Conversion
Series C-1 Convertible Preferred Stock
2017-10-17−20,715→ 0 total→ Common Stock (59,822 underlying) - Conversion
Series C-2 Convertible Preferred Stock
2017-10-17−10,066→ 0 total→ Common Stock (29,069 underlying)
Footnotes (2)
- [F1]Represents the total number of shares of Common Stock received by the Reporting Person upon conversion of Series C, Series C-1 and Series C-2 Preferred Stock in connection with the closing of the Issuer's initial public offering.
- [F2]The Series C, Series C-1, and Series C-2 Preferred Stock converted into Common Stock on a 2.8879-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C, Series C-1 and Series C-2 Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date.
Documents
Issuer
OptiNose, Inc.
CIK 0001494650
Entity typeother
Related Parties
1- filerCIK 0001291368
Filing Metadata
- Form type
- 4
- Filed
- Oct 18, 8:00 PM ET
- Accepted
- Oct 19, 4:03 PM ET
- Size
- 11.5 KB