4//SEC Filing
Rauh Douglas Charles 4
Accession 0001104659-17-066114
CIK 0001621563other
Filed
Nov 2, 8:00 PM ET
Accepted
Nov 3, 6:02 PM ET
Size
20.2 KB
Accession
0001104659-17-066114
Insider Transaction Report
Form 4
Rauh Douglas Charles
See Remarks
Transactions
- Conversion
Class A Common Stock
2017-11-01+11,411→ 18,724 total - Exercise/Conversion
Class A Common Stock
2017-11-01$17.07/sh+9,465$161,568→ 18,507 total - Sale
Class A Common Stock
2017-11-01$31.33/sh−11,411$357,507→ 7,313 total - Exercise/Conversion
Class A Common Stock
2017-11-01$18.00/sh+1,729$31,122→ 9,042 total - Sale
Class A Common Stock
2017-11-01$31.38/sh−11,194$351,268→ 7,313 total - Exercise/Conversion
Options (right to buy)
2017-11-01−9,465→ 18,930 totalExercise: $17.07Exp: 2026-02-24→ Class A Common Stock (9,465 underlying) - Sale
Class A Common Stock
2017-11-01$31.39/sh−3,719$116,758→ 3,594 total - Conversion
LP Units of Summit Materials Holdings L.P.
2017-11-01−11,411→ 1,851 total→ Class A Common Stock (11,411 underlying) - Exercise/Conversion
Options (right to buy)
2017-11-01−1,729→ 83,542 totalExercise: $18.00Exp: 2025-03-11→ Class A Common Stock (1,729 underlying)
Footnotes (5)
- [F1]Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $31.33 to $31.41, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $31.34 to $31.49, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F4]Reflects the grant of 167,083 options that vest in four equal annual installments beginning on March 11, 2016.
- [F5]Reflects the grant of 28,395 options that vest in three equal annual installments beginning on February 24, 2017.
Documents
Issuer
Summit Materials, Inc.
CIK 0001621563
Entity typeother
Related Parties
1- filerCIK 0001636106
Filing Metadata
- Form type
- 4
- Filed
- Nov 2, 8:00 PM ET
- Accepted
- Nov 3, 6:02 PM ET
- Size
- 20.2 KB