4//SEC Filing
Smith Kristina A. 4
Accession 0001104659-17-066314
CIK 0001604416other
Filed
Nov 5, 7:00 PM ET
Accepted
Nov 6, 4:15 PM ET
Size
8.8 KB
Accession
0001104659-17-066314
Insider Transaction Report
Form 4
Smith Kristina A.
See Remarks
Transactions
- Award
Common Stock
2017-11-02+8,000→ 23,957 total - Award
Employee Stock Option (right to buy)
2017-11-02+25,000→ 25,000 totalExercise: $7.42Exp: 2027-11-02→ Common Stock (25,000 underlying)
Holdings
- 1,791,182(indirect: See Footnote)
Common Stock
Footnotes (4)
- [F1]Shares of Restricted Stock granted pursuant to the terms of the Nexeo Solutions, Inc. 2016 Long Term Incentive Plan.
- [F2]Includes 268,433 shares of common stock subject to forfeiture on June 9, 2026 unless certain targets tied to the trading price of the Issuer's common stock are satisfied or the Issuer completes a liquidation, merger, stock exchange or similar transaction.
- [F3]On June 9, 2016, Nexeo Holdco, LLC, a Delaware limited liability company (the "Management Company"), received 1,791,182 shares of common stock and 311,166 deferred payment rights as consideration in connection with the business combination of WL Ross Holding Corp. and Nexeo Solutions Holdings, LLC. The Reporting Person holds a direct membership interest in the Management Company. The Reporting Person disclaims beneficial ownership of all securities reported except to the extent of such Reporting Person's pecuniary interest therein.
- [F4]The option vests in three equal annual installments beginning on November 2, 2018.
Documents
Issuer
Nexeo Solutions, Inc.
CIK 0001604416
Entity typeother
Related Parties
1- filerCIK 0001676329
Filing Metadata
- Form type
- 4
- Filed
- Nov 5, 7:00 PM ET
- Accepted
- Nov 6, 4:15 PM ET
- Size
- 8.8 KB