Roame Charles 4
4 · ENVESTNET, INC. · Filed Nov 14, 2017
Insider Transaction Report
Form 4
Roame Charles
Director
Transactions
- Purchase
Common Stock
2017-11-13$51.43/sh+323$16,612→ 15,217 total(indirect: See Footnote)
Holdings
- 1,782
Common Stock
- 3,165(indirect: By LLC)
Common Stock
Footnotes (3)
- [F1]The issuer's method of reporting restricted stock units has been revised to report such grants in Table I rather than as previously reported in Table II. Accordingly, amount includes unvested restricted stock units previously reported in Table II, as well as the transfer of such restricted stock units to indirect ownership by a trust in which Mr. Roame is the trustee.
- [F2]Represents shares held by a trust in which Mr. Roame is the trustee.
- [F3]Mr. Roame is Managing Partner of Tiburon Strategic Advisors, LLC ("Tiburon"). As Managing Partner of Tiburon, Mr. Roame may be deemed to have voting and investment power over the shares owned by Tiburon. Mr. Roame disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.