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Aleron Investments, Ltd. 4

Accession 0001104659-17-068635

CIK 0001611702other

View on SEC.gov Company Profile

Filed

Nov 13, 7:00 PM ET

Accepted

Nov 14, 8:01 PM ET

Size

14.1 KB

Accession

0001104659-17-068635

Insider Transaction Report

Form 4

Period: 2017-11-10

OM Asset Management plcOMAM

HNA Capital (Hong Kong) Holding Co., Ltd.

10% Owner

Transactions

Purchase
Ordinary Shares, nominal value $0.001
2017-11-10$15.75/sh+15,960,553$251,378,710→ 27,375,229 total(indirect: See Explanation)

Aleron Investments, Ltd.

10% Owner

Transactions

Purchase
Ordinary Shares, nominal value $0.001
2017-11-10$15.75/sh+15,960,553$251,378,710→ 27,375,229 total(indirect: See Explanation)

HNA Group Co., Ltd.

10% Owner

Transactions

Purchase
Ordinary Shares, nominal value $0.001
2017-11-10$15.75/sh+15,960,553$251,378,710→ 27,375,229 total(indirect: See Explanation)

HNA Eagle Holdco LLC

10% Owner

Transactions

Purchase
Ordinary Shares, nominal value $0.001
2017-11-10$15.75/sh+15,960,553$251,378,710→ 27,375,229 total(indirect: See Explanation)

HNA Capital (U.S.) Holding LLC

10% Owner

Transactions

Purchase
Ordinary Shares, nominal value $0.001
2017-11-10$15.75/sh+15,960,553$251,378,710→ 27,375,229 total(indirect: See Explanation)

HNA Capital Group Co., Ltd.

10% Owner

Transactions

Purchase
Ordinary Shares, nominal value $0.001
2017-11-10$15.75/sh+15,960,553$251,378,710→ 27,375,229 total(indirect: See Explanation)

Footnotes (1)

[F1]Reflects 27,375,229 shares of ordinary stock directly owned by HNA Eagle Holdco LLC ("HNA Eagle") and indirectly owned by HNA Group Co., Ltd. ("HNA Group"), HNA Capital Group Co., Ltd. ("HNA Parent"), HNA Capital (Hong Kong) Holding Co., Ltd. ("HNA HK"), Aleron Investments, Ltd. ("Aleron") and HNA Capital (U.S.) Holding LLC ("HNA Capital"). HNA Eagle is a wholly-owned subsidiary of HNA Capital. HNA Capital is a wholly-owned subsidiary of Aleron. Aleron is a wholly-owned subsidiary of HNA HK. HNA HK is a wholly-owned subsidiary of HNA Parent. HNA Parent is a wholly-owned subsidiary of HNA Group.

Documents

1 file

4
a4.xmlPrimary
4

Issuer

OM Asset Management plc

CIK 0001611702

→

Entity typeother

IncorporatedVirgin Islands, British

Related Parties

filerCIK 0001707886

Filing Metadata

Form type: 4
Filed: Nov 13, 7:00 PM ET
Accepted: Nov 14, 8:01 PM ET
Size: 14.1 KB

View on SEC.gov