HealthCare Ventures IX, L.P. 4
4 · LEAP THERAPEUTICS, INC. · Filed Nov 16, 2017
Insider Transaction Report
Form 4
HealthCare Ventures IX, L.P.
10% Owner
Transactions
- Purchase
Warrant (Right to Buy)
2017-11-14+1,057,769→ 1,057,769 totalExercise: $6.08From: 2017-11-14Exp: 2024-11-14→ Common Stock, $0.001 par value per share (1,057,769 underlying) - Purchase
Common Stock
2017-11-14$6.08/sh+1,057,769$6,436,524→ 3,573,376 total
Footnotes (2)
- [F1]The shares are owned directly by HealthCare Ventures IX, L.P. Christopher K. Mirabelli, Douglas E. Onsi and Augustine Lawlor (collectively, the "HCVIX Directors") are the Managing Directors of HealthCare Partners IX, LLC ("HCPIX LLC"), which is the General Partner of HealthCare Partners IX, L.P. ("HCPIX"), which is the General Partner of HealthCare Ventures IX, L.P. Each of the HCVIX Directors, HCPIX LLC and HCPIX indirectly beneficially own and share voting and dispositive power with respect to all of the securities owned by HealthCare Ventures IX, L.P. and each disclaims beneficial ownership of these shares except to the extent of his or its proportionate pecuniary interest in these securities.
- [F2]The reported securities were included with the 1,057,759 shares of common stock purchased by the reporting persons for $6.085 per share. Each such purchased share of common stock was issued with a warrant to purchase one share of common stock.