4//SEC Filing
BKF Asset Holdings, Inc. 4
Accession 0001104659-17-074375
CIK 0000758938other
Filed
Dec 19, 7:00 PM ET
Accepted
Dec 20, 7:06 PM ET
Size
16.3 KB
Accession
0001104659-17-074375
Insider Transaction Report
Form 4
QUALSTAR CORPQBAK
BRONSON STEVEN N
10% Owner
Transactions
- Purchase
Common Stock
2017-12-20$7.95/sh+3,518$27,973→ 10,000 total(indirect: By Spouse) - Purchase
Common Stock
2017-12-18$7.60/sh+5,000$38,000→ 5,000 total(indirect: By Spouse) - Purchase
Common Stock
2017-12-20$7.80/sh+1,482$11,560→ 6,482 total(indirect: By Spouse) - Purchase
Common Stock
2017-12-18$7.50/sh+5,000$37,500→ 14,617 total
Holdings
- 548,085(indirect: By BKF Asset Holdings, Inc.)
Common Stock
- 548,085(indirect: By BKF Capital Group, Inc.)
Common Stock
BKF Asset Holdings, Inc.
10% Owner
Transactions
- Purchase
Common Stock
2017-12-18$7.60/sh+5,000$38,000→ 5,000 total(indirect: By Spouse) - Purchase
Common Stock
2017-12-18$7.50/sh+5,000$37,500→ 14,617 total - Purchase
Common Stock
2017-12-20$7.95/sh+3,518$27,973→ 10,000 total(indirect: By Spouse) - Purchase
Common Stock
2017-12-20$7.80/sh+1,482$11,560→ 6,482 total(indirect: By Spouse)
Holdings
- 548,085(indirect: By BKF Capital Group, Inc.)
Common Stock
- 548,085(indirect: By BKF Asset Holdings, Inc.)
Common Stock
BKF CAPITAL GROUP INC
10% Owner
Transactions
- Purchase
Common Stock
2017-12-18$7.50/sh+5,000$37,500→ 14,617 total - Purchase
Common Stock
2017-12-20$7.80/sh+1,482$11,560→ 6,482 total(indirect: By Spouse) - Purchase
Common Stock
2017-12-18$7.60/sh+5,000$38,000→ 5,000 total(indirect: By Spouse) - Purchase
Common Stock
2017-12-20$7.95/sh+3,518$27,973→ 10,000 total(indirect: By Spouse)
Holdings
- 548,085(indirect: By BKF Asset Holdings, Inc.)
Common Stock
- 548,085(indirect: By BKF Capital Group, Inc.)
Common Stock
Footnotes (5)
- [F1]This Form 4 is filed jointly by BKF Capital Group, Inc. ("BKF Capital"), BKF Asset Holdings, Inc. ("BKF Holdings") and Steven N. Bronson (collectively, the "Reporting Persons"). Each of the Reporting Persons disclaims beneficial ownership of the shares of common stock reported herein except to the extent of his or its pecuniary interest therein.
- [F2]Represents shares of common stock owned directly by BKF Holdings. BKF Holdings is wholly owned by BKF Capital. Steven N. Bronson, as the Chairman, CEO and majority shareholder of BKF Capital and the CEO of BKF Holdings, may be deemed to be the beneficial owner of the shares of Qualstar Corporation held by BKF Holdings.
- [F3]Represents shares of common stock owned indirectly by BKF Capital through BFK Holdings. Steven N. Bronson, as the Chairman, CEO and majority shareholder of BKF Capital, may be deemed to be the beneficial owner of the shares of Qualstar Corporation indirectly held by BKF Capital.
- [F4]This Form 4 reflects a one-for-six reverse split of the Reporting Person's common stock which became effective on June 4, 2016.
- [F5]This transaction was executed in multiple trades at prices ranging from $7.92 to $7.9514. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder full information regarding the number of shares and prices at which the transaction was effected.
Documents
Issuer
QUALSTAR CORP
CIK 0000758938
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001626686
Filing Metadata
- Form type
- 4
- Filed
- Dec 19, 7:00 PM ET
- Accepted
- Dec 20, 7:06 PM ET
- Size
- 16.3 KB