WLR IV Exco AIV Five, L.P. 4
4 · EXCO RESOURCES INC · Filed Dec 29, 2017
Insider Transaction Report
Form 4
WL ROSS & CO LLC
10% Owner
Transactions
- Sale
Common Stock, par value $0.001 per share
2017-12-27$0.01/sh−48,438$484→ 371,970 total(indirect: See Footnotes) - Sale
Common Stock, par value $0.001 per share
2017-12-27$0.01/sh−48,403$484→ 371,698 total(indirect: See Footnotes) - Sale
Common Stock, par value $0.001 per share
2017-12-27$0.01/sh−1,107$11→ 8,501 total(indirect: See Footnotes) - Sale
Common Stock, par value $0.001 per share
2017-12-27$0.01/sh−26,624$266→ 204,454 total(indirect: See Footnotes) - Sale
Common Stock, par value $0.001 per share
2017-12-27$0.01/sh−48,400$484→ 371,679 total(indirect: See Footnotes) - Sale
Common Stock, par value $0.001 per share
2017-12-27$0.01/sh−48,415$484→ 371,792 total(indirect: See Footnotes) - Sale
Common Stock, par value $0.001 per share
2017-12-27$0.01/sh−71,782$718→ 551,245 total(indirect: See Footnotes) - Sale
Common Stock, par value $0.001 per share
2017-12-27$0.01/sh−48,420$484→ 371,831 total(indirect: See Footnotes) - Sale
Common Stock, par value $0.001 per share
2017-12-27$0.01/sh−48,411$484→ 371,765 total(indirect: See Footnotes)
Footnotes (11)
- [F1]Represents shares disposed of on the OTC Pink Marketplace.
- [F10]These shares are held by WLR Select Co-Investment XCO AIV, L.P. ("Co-Invest Fund AIV").
- [F11]These shares are held by WLR/GS Master Co-Investment XCO AIV, L.P. ("WLR/GS Fund AIV").
- [F2]WL Ross & Co. LLC ("WLR LLC") is the investment manager of Fund IV AIV One, Fund IV AIV Two, Fund IV AIV Three, Fund IV AIV Four, Fund IV AIV Five, Fund IV AIV Six, Parallel Fund, Co-Invest Fund AIV and WLR/GS Fund AIV. WLR Recovery Associates IV LLC ("Fund IV") is the general partner of Fund IV AIV One, Fund IV AIV Two, Fund IV AIV Three, Fund IV AIV Four, Fund IV AIV Five and Fund IV AIV Six. Invesco Private Capital, Inc. is the managing member of INVESCO WLR IV Associates LLC, which is in turn the general partner of Parallel Fund. WLR Select Associates LLC is the general partner of Co-Invest Fund AIV. WLR Master Co-Investment GP, LLC ("WLR Master") is the general partner of WLR/GS Fund AIV.
- [F3]These shares are held by WLR IV Exco AIV One, L.P. ("Fund IV AIV One").
- [F4]These shares are held by WLR IV Exco AIV Two, L.P. ("Fund IV AIV Two").
- [F5]These shares are held by WLR IV Exco AIV Three, L.P. ("Fund IV AIV Three").
- [F6]These shares are held by WLR IV Exco AIV Four, L.P. ("Fund IV AIV Four").
- [F7]These shares are held by WLR IV Exco AIV Five, L.P. ("Fund IV AIV Five").
- [F8]These shares are held by WLR IV Exco AIV Six, L.P. ("Fund IV AIV Six").
- [F9]These shares are held by WLR IV Parallel ESC, L.P. ("Parallel Fund").