4//SEC Filing
Drew Scott R. 4
Accession 0001104659-18-002868
CIK 0001563407other
Filed
Jan 17, 7:00 PM ET
Accepted
Jan 18, 4:30 PM ET
Size
9.7 KB
Accession
0001104659-18-002868
Insider Transaction Report
Form 4
Drew Scott R.
SVP, Store Ops, Smart & Final
Transactions
- Exercise/Conversion
Common stock, par value $0.001
2018-01-16$2.09/sh+36,560$76,410→ 141,660 total - Sale
Common stock, par value $0.001
2018-01-16$8.99/sh−36,560$328,674→ 105,100 total - Exercise/Conversion
Stock Option (right to buy)
2018-01-16−36,560→ 0 totalExercise: $2.09Exp: 2018-01-27→ Common Stock (36,560 underlying)
Footnotes (4)
- [F1]These shares were acquired pursuant to exercises of stock options as described in Table II.
- [F2]The sales reported in this Form 4 were affected pursuant to a Rule 10b5-1 sales plan adopted by Mr. Drew on May 10, 2017.
- [F3]These shares are comprised of shares acquired pursuant to exercises of stock options as described in Footnote 1, and were sold in multiple transactions at prices ranging from $8.75 to $9.20 per share. The price reported reflects the weighted average price. Mr. Drew undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F4]The option was granted on April 6, 2010. A portion of the option was scheduled to vest ratably over four years following the date of grant, and the remainder of the option was scheduled to vest upon achievement by Smart & Final Holdings Corp. of certain performance measures. In connection with the acquisition of Smart & Final Holdings Corp. by Smart & Final Stores, Inc., this option accelerated and vested in accordance with its terms on November 15, 2012.
Documents
Issuer
Smart & Final Stores, Inc.
CIK 0001563407
Entity typeother
Related Parties
1- filerCIK 0001613937
Filing Metadata
- Form type
- 4
- Filed
- Jan 17, 7:00 PM ET
- Accepted
- Jan 18, 4:30 PM ET
- Size
- 9.7 KB