Gellman David S 4

Accession 0001104659-18-005881

CIK 0001606163other

Filed

Jan 31, 7:00 PM ET

Accepted

Feb 1, 5:09 PM ET

Size

24.3 KB

Accession

0001104659-18-005881

Form 4

Period: 2018-01-31

Director10% Owner

Transactions

Other
Warrant to Purchase Common Stock
2018-01-31+2,768→ 2,768 total
Exercise: $11.50From: 2016-08-19Exp: 2021-08-19→ Common Stock (2,768 underlying)
Other
Common Stock
2018-01-31−1,356,355→ 0 total(indirect: See Footnote)
Other
Warrant to Purchase Common Stock
2018-01-31+1,844→ 1,844 total
Exercise: $12.50From: 2016-08-19Exp: 2023-08-19→ Common Stock (1,844 underlying)
Other
Warrant to Purchase Common Stock
2018-01-31−525,322→ 0 total(indirect: See Footnote)
Exercise: $12.50From: 2016-08-19Exp: 2023-08-19→ Common Stock (525,322 underlying)
Other
Warrant to Purchase Common Stock
2018-01-31−787,982→ 0 total(indirect: See Footnote)
Exercise: $11.50From: 2016-08-19Exp: 2021-08-19→ Common Stock (787,982 underlying)
Other
Warrant to Purchase Common Stock
2018-01-31+15,504→ 15,504 total(indirect: See Footnote)
Exercise: $12.50From: 2016-08-19Exp: 2023-08-19→ Common Stock (15,504 underlying)
Other
Warrant to Purchase Common Stock
2018-01-31+23,260→ 23,260 total(indirect: See Footnote)
Exercise: $11.50From: 2016-08-19Exp: 2021-08-19→ Common Stock (23,260 underlying)
Other
Common Stock
2018-01-31+40,035→ 40,035 total(indirect: See Footnote)
Other
Common Stock
2018-01-31+4,762→ 4,762 total

10% Owner

Transactions

Other
Common Stock
2018-01-31+4,762→ 4,762 total
Other
Common Stock
2018-01-31+40,035→ 40,035 total(indirect: See Footnote)
Other
Warrant to Purchase Common Stock
2018-01-31+2,768→ 2,768 total
Exercise: $11.50From: 2016-08-19Exp: 2021-08-19→ Common Stock (2,768 underlying)
Other
Warrant to Purchase Common Stock
2018-01-31+15,504→ 15,504 total(indirect: See Footnote)
Exercise: $12.50From: 2016-08-19Exp: 2023-08-19→ Common Stock (15,504 underlying)
Other
Common Stock
2018-01-31−1,356,355→ 0 total(indirect: See Footnote)
Other
Warrant to Purchase Common Stock
2018-01-31−525,322→ 0 total(indirect: See Footnote)
Exercise: $12.50From: 2016-08-19Exp: 2023-08-19→ Common Stock (525,322 underlying)
Other
Warrant to Purchase Common Stock
2018-01-31−787,982→ 0 total(indirect: See Footnote)
Exercise: $11.50From: 2016-08-19Exp: 2021-08-19→ Common Stock (787,982 underlying)
Other
Warrant to Purchase Common Stock
2018-01-31+1,844→ 1,844 total
Exercise: $12.50From: 2016-08-19Exp: 2023-08-19→ Common Stock (1,844 underlying)
Other
Warrant to Purchase Common Stock
2018-01-31+23,260→ 23,260 total(indirect: See Footnote)
Exercise: $11.50From: 2016-08-19Exp: 2021-08-19→ Common Stock (23,260 underlying)

Footnotes (4)

[F1]The transactions reported represent pro rata distributions, and not purchases or sales of securities, by FdG Capital Partners LLC to its members without consideration.
[F2]Represents securities received as pro rata distributions by Mr. Gellman as a member of Huck Holdings LLC immediately following distributions to Huck Holdings LLC as a member of FdG Capital Partners LLC.
[F3]Represents securities received as pro rata distributions from FdG Capital Partners LLC and held directly by FdG Capital Associates LLC, of which Mr. Gellman is a member and on the board of managers. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
[F4]The securities distributed were held directly by FdG Capital Partners LLC. Mr. Gellman is the sole member of the investment committee of FdG Capital Partners LLC. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

Documents

1 file

Limbach Holdings, Inc.

CIK 0001606163

Entity typeother