Deerfield/RAB Ventures, LLC 3
3 · DFB Healthcare Acquisitions Corp. · Filed Feb 15, 2018
Insider Transaction Report
Form 3
Deerfield/RAB Ventures, LLC
10% Owner
Holdings
- 6,967,500
Common Stock
Footnotes (2)
- [F1]The shares are held directly by Deerfield/RAB Ventures, LLC and indirectly by Deerfield Private Design Fund IV, L.P., as member of Deerfield/RAB Ventures, LLC, Richard Barasch, as member and manager of Deerfield/RAB Ventures, LLC, and Steven Hochberg, as manager of Deerfield/RAB Ventures, LLC. Each of Deerfield Private Design Fund IV, L.P. and Messrs. Barasch and Hochberg disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
- [F2]Includes up to 921,848 shares subject to forfeiture by the Reporting Person depending on the extent to which the underwriters' option to purchase additional units is exercised.