4//SEC Filing
SAWYER PHILIP M 4
Accession 0001104659-18-010706
CIK 0001393020other
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 4:03 PM ET
Size
10.1 KB
Accession
0001104659-18-010706
Insider Transaction Report
Form 4
Invuity, Inc.IVTY
SAWYER PHILIP M
DirectorPresident and CEO
Transactions
- Tax Payment
Common Stock
2018-02-15$4.10/sh−3,668$15,039→ 12,624 total - Exercise/Conversion
Common Stock
2018-02-15+10,000→ 16,292 total - Exercise/Conversion
Restricted Stock Units
2018-02-15−10,000→ 30,000 totalExp: 2021-02-15→ Common Stock (10,000 underlying)
Holdings
- 216,600(indirect: See footnote)
Common Stock
Footnotes (4)
- [F1]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- [F2]In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of previously reported restricted stock units.
- [F3]The shares are held by Helix Founders Fund, L.P. ("HFF"). HFF GP, LLC is the General Partner of HFF, and Helix Ventures, LLC ("Helix Ventures") is the management company of HFF. The Reporting Person is a General Partner of Helix Ventures and disclaims beneficial ownership of shares held by HFF, except to the extent of his pecuniary interest therein.
- [F4]10,000 of the 50,000 restricted stock units granted to the Reporting Person were vested and released. Such 50,000 share grant vests at the following rate: one-fifth of the shares on February 15, 2017 and on each one year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.
Documents
Issuer
Invuity, Inc.
CIK 0001393020
Entity typeother
Related Parties
1- filerCIK 0001034251
Filing Metadata
- Form type
- 4
- Filed
- Feb 19, 7:00 PM ET
- Accepted
- Feb 20, 4:03 PM ET
- Size
- 10.1 KB