4//SEC Filing
Reisinger Joseph V. 4
Accession 0001104659-18-011146
CIK 0001120370other
Filed
Feb 20, 7:00 PM ET
Accepted
Feb 21, 6:56 PM ET
Size
9.1 KB
Accession
0001104659-18-011146
Insider Transaction Report
Form 4
Reisinger Joseph V.
VP, Business Development
Transactions
- Tax Payment
Common Stock
2018-02-20$2.39/sh−495$1,183→ 38,606 total - Award
Common Stock
2018-02-20+8,002→ 39,101 total
Holdings
- 2,340(indirect: By 401(k))
Common Stock
- 3,076
Stock Option (Right to Buy)
Exercise: $3.40Exp: 2022-05-04→ Common Stock (3,076 underlying)
Footnotes (4)
- [F1]Represents 8,002 restricted stock units that vest 2,667 shares on each of 2/20/19 and 2/20/20 and 2,668 shares on 2/20/21.
- [F2]The reporting person has elected to satisfy his withholding obligation in connection with the vesting of prior restricted stock unit grants by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grants.
- [F3]Includes (i) 8,755 restricted stock units that vest 4,377 shares on 2/22/18 and 4,378 shares on 2/22/19; (ii) 5,386 restricted stock units that vest 1,795 shares on each of 2/21/18 and 2/21/19 and 1,796 shares on 2/21/20; and (iii) 8,002 restricted stock units that vest 2,667 shares on each of 2/20/19 and 2/20/20 and 2,668 shares on 2/20/21.
- [F4]769 shares vested on each of 5/4/13, 5/4/14, 5/4/15 and 5/4/16.
Documents
Issuer
BROADWIND ENERGY, INC.
CIK 0001120370
Entity typeother
Related Parties
1- filerCIK 0001698697
Filing Metadata
- Form type
- 4
- Filed
- Feb 20, 7:00 PM ET
- Accepted
- Feb 21, 6:56 PM ET
- Size
- 9.1 KB