Jensen Erik W. 4
4 · BROADWIND ENERGY, INC. · Filed Feb 21, 2018
Insider Transaction Report
Form 4
Jensen Erik W.
VP & Chief Human Capital Off.
Transactions
- Award
Common Stock
2018-02-20+9,977→ 41,968 total - Tax Payment
Common Stock
2018-02-20$2.39/sh−671$1,604→ 41,297 total
Holdings
- 1,493(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Represents 9,977 restricted stock units that vest 3,325 shares on 2/20/19 and 3,326 shares on each of 2/20/20 and 2/20/21.
- [F2]The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
- [F3]Includes (i) 11,022 restricted stock units that vest 5,511 shares on each of 2/22/18 and 2/22/19; (ii) 6,780 restricted stock units that vest 2,260 shares on each of 2/21/18, 2/21/19 and 2/21/20; and (iii) 9,977 restricted stock units that vest 3,325 shares on 2/20/19 and 3,326 shares on each of 2/20/20 and 2/20/21.