Reisinger Joseph V. 4
4 · BROADWIND ENERGY, INC. · Filed Feb 23, 2018
Insider Transaction Report
Form 4
Reisinger Joseph V.
VP, Business Development
Transactions
- Tax Payment
Common Stock
2018-02-22$2.30/sh−1,515$3,484→ 36,469 total - Tax Payment
Common Stock
2018-02-21$2.31/sh−622$1,437→ 37,984 total
Holdings
- 2,340(indirect: By 401(k))
Common Stock
- 3,076
Stock Option (Right to Buy)
Exercise: $3.40Exp: 2022-05-04→ Common Stock (3,076 underlying)
Footnotes (3)
- [F1]The reporting person has elected to satisfy his withholding obligation in connection with the vesting of prior restricted stock unit grants by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grants.
- [F2]Includes (i) 4,378 restricted stock units that vest on 2/22/19; (ii) 3,591 restricted stock units that vest 1,795 shares on 2/21/19 and 1,796 shares on 2/21/20; and (iii) 8,002 restricted stock units that vest 2,667 shares on each of 2/20/19 and 2/20/20 and 2,668 shares on 2/20/21.
- [F3]769 shares vested on each of 5/4/13, 5/4/14, 5/4/15 and 5/4/16.