Deerfield/RAB Ventures, LLC 4
4 · DFB Healthcare Acquisitions Corp. · Filed Feb 23, 2018
Insider Transaction Report
Form 4
Deerfield/RAB Ventures, LLC
10% Owner
Transactions
- Purchase
Private Placement Warrant
2018-02-21$1.50/sh+4,333,333$6,500,000→ 4,333,333 totalExercise: $11.50→ Common Stock (4,333,333 underlying)
Footnotes (3)
- [F1]The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or February 21, 2019.
- [F2]The warrants expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation.
- [F3]The securities are held directly by Deerfield/RAB Ventures, LLC and indirectly by Deerfield Private Design Fund IV, L.P., as member of Deerfield/RAB Ventures, LLC, Richard Barasch, as member and manager of Deerfield/RAB Ventures, LLC, and Steven Hochberg, as manager of Deerfield/RAB Ventures, LLC. Each of Deerfield Private Design Fund IV, L.P. and Messrs. Barasch and Hochberg disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.