Smart & Final Stores, Inc.·4

Mar 9, 4:30 PM ET

Drew Scott R. 4

4 · Smart & Final Stores, Inc. · Filed Mar 9, 2018

Insider Transaction Report

Form 4
Period: 2018-03-08
Drew Scott R.
SVP, Store Ops, Smart & Final
Transactions
  • Exercise/Conversion

    Stock Option (right to buy)

    2018-03-0830,00035,930 total
    Exercise: $2.52Exp: 2019-02-27Common Stock (65,930 underlying)
  • Exercise/Conversion

    common stock, par value $0.001

    2018-03-08$2.52/sh+30,000$75,600135,100 total
Footnotes (2)
  • [F1]These shares were acquired pursuant to exercises of stock options as described in Table II.
  • [F2]The option was granted on February 27, 2012. A portion of the option was scheduled to vest ratably over four years following the date of grant, and the remainder of the option was scheduled to vest upon achievement by Smart & Final Holdings Corp. of certain performance measures. In connection with the acquisition of Smart & Final Holdings Corp. by Smart & Final Stores, Inc., this option accelerated and vested in accordance with its terms on November 15, 2012.

Documents

1 file
  • 4
    a4.xmlPrimary

    4